COLLIER FINANCIAL, INC
Adviser information for COLLIER FINANCIAL, INC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 436 | $128.4M |
| Non-Discretionary | 0 | $0 |
| Total | 436 | $128.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 154 | $42.9M |
| HNW Individuals | 85 | $85.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesCONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-121627 |
|---|---|
| SEC ERA File Number | 801-121627 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 175207 |
| Legal Entity Identifier | None |
Principal Office
8055 E. TUFTS AVENUE SUITE 650DENVER
CO
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 303-741-5040, Fax: None
Chief Compliance Officer
BRANDON COLLIER
MEMBER/ CCO
8055 E. TUFTS AVE. SUITE 650
DENVER
CO
United States
Tel:
303-741-5040
B******@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COLLIER, BRANDON, JAMES | Individual | – | MANAGING PRINCIPAL/ CCO | 02/2015 | > 75% |