ASPIREAN WEALTH, LLC
Adviser information for ASPIREAN WEALTH, LLC last updated from Form ADV on February 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 258 | $82.4M |
| Non-Discretionary | 203 | $76.4M |
| Total | 461 | $158.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 79 | $21.4M |
| HNW Individuals | 97 | $130.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $6.3M |
| Charitable organizations | <5 | $1.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agentAccountant or accounting firmMORTGAGE ADVISORY SERVICES |
Identifiers
| SEC RIA File Number | 801-121642 |
|---|---|
| SEC ERA File Number | 801-121642 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 173138 |
| Legal Entity Identifier | None |
Principal Office
6 KNOLL LANESUITE B
MILL VALLEY
CA
United States
Monday - Friday, 8AM - 5PM
Tel: (415) 383-8404, Fax: (415) 383-4738
Websites
Chief Compliance Officer
BRAD ALVAREZ
CHIEF OPERATING OFFICER
160 RAIL RD
SUITE 4
CHESTERTON
IN
United States
Tel:
844-687-5342
B***@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GRACE, PAUL, VICTOR | Individual | – | MANAGING MEMBER | 10/2014 | 25-50% |
| ALVAREZ, BRADLEY, ROBERT | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2021 | < 5% |
| LEGACY ADVISORS AGENCY LLC | Domestic Entity | – | HOLDING COMPANY | 06/2021 | 50-75% |
| WINKLER, CHRISTOPHER, MICHAEL | Individual | LEGACY ADVISORS AGENCY LLC | PRINCIPAL | 06/2021 |