SAFE HARBOR FIDUCIARY, LLC
Adviser information for SAFE HARBOR FIDUCIARY, LLC last updated from Form ADV on January 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 462 | $112.5M |
| Non-Discretionary | 0 | $0 |
| Total | 462 | $112.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 257 | $52.1M |
| HNW Individuals | 35 | $60.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-121650 |
|---|---|
| SEC ERA File Number | 801-121650 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169659 |
| Legal Entity Identifier | None |
Principal Office
700 SOUTH PALAFOX STREETSUITE 300
PENSACOLA
FL
United States
BY APPOINTMENT, BY APPOINTMENT
Tel: 850-435-4844, Fax: 850-435-4843
Chief Compliance Officer
SCOTT R. MCCAGHREN
INVESTMENT ADVISOR REPRESENTATIVE
700 SOUTH PALAFOX STREET
SUITE 300
PENSACOLA
FL
United States
Tel:
850-435-4844
Fax:
850-435-4843
S****@**********************M
(Full email address available in API data)
Industry Affiliates
| SAFE HARBOR TAX ADVISORY, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCCAGHREN, SCOTT, RYAN | Individual | – | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | 04/2018 | > 75% |