THE PITTI GROUP WEALTH MANAGEMENT, LLC
Adviser information for THE PITTI GROUP WEALTH MANAGEMENT, LLC last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,017 | $201.4M |
| Non-Discretionary | 189 | $87.4M |
| Total | 1,206 | $288.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 450 | $106.2M |
| HNW Individuals | 41 | $120.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 32 | $61.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $1.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 227.8M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| THE PITTI GROUP WRAP FEE PROGRAM | THE PITTI GROUP WEALTH MANAGEMENT, LLC |
Identifiers
| SEC RIA File Number | 801-121652 |
|---|---|
| SEC ERA File Number | 801-121652 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 314685 |
| Legal Entity Identifier | None |
Principal Office
590 FISHERS STATION DRIVESUITE 110
VICTOR
NY
United States
Monday - Friday, 8:30AM TO 4:45PM
Tel: (585) 337-4000, Fax: (585) 215-0015
Chief Compliance Officer
SALVATORE J. PITTI
PRESIDENT
590 FISHERS STATION DRIVE
VICTOR
NY
United States
Tel:
(585) 337-4000
Fax:
(585) 215-0015
S******@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PITTI, MATTHEW, SALVATORE | Individual | – | MEMBER / SENIOR VICE PRESIDENT | 05/2021 | 25-50% |
| PITTI, SALVATORE, JOSEPH | Individual | – | MANAGING MEMBER / PRESIDENT AND CHIEF COMPLIANCE OFFICER | 05/2021 | > 75% |