LCR WEALTH MANAGEMENT LLC
Adviser information for LCR WEALTH MANAGEMENT LLC last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 179 | $122.5M |
| Non-Discretionary | 0 | $0 |
| Total | 179 | $122.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 21 | $3.3M |
| HNW Individuals | 41 | $117.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $1.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $388,028 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-121653 |
|---|---|
| SEC ERA File Number | 801-121653 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 313013 |
| Legal Entity Identifier | None |
Principal Office
518 RIVERSIDE AVEBUILDING A, FLOOR 2
WESTPORT
CT
United States
Monday - Friday, 9AM - 5PM
Tel: 203-780-2272, Fax: None
Chief Compliance Officer
THOMAS DAVID GARVEY
PRESIDENT
518 RIVERSIDE AVE
BUILDING A, FLOOR 2
WESTPORT
CT
United States
Tel:
203-780-2272
T*********@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| IRON PILLAR FUND II US ACCESS, LP | Venture Capital Fund | $1.6M | $0.1M | 11 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GARVEY, THOMAS, David | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 02/2021 | < 5% |
| LCR CAPITAL PARTNERS LLC | Domestic Entity | – | MEMBER | 01/2021 | > 75% |
| Rajan, Suresh | Individual | LCR CAPITAL PARTNERS LLC | MANAGER | 04/2012 | > 75% |