CATERER GOODMAN PARTNERS LTD
Adviser information for CATERER GOODMAN PARTNERS LTD last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Seychelles |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 61 | $9.0M |
| Non-Discretionary | 36 | $4.2M |
| Total | 97 | $13.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 73 | $9.5M |
| HNW Individuals | <5 | $3.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 88 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-121659 |
|---|---|
| SEC ERA File Number | 801-121659 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 314975 |
| Legal Entity Identifier | None |
Principal Office
79 SUNDANCE WAYRUNAWAY BAY, QUEENSLAND
Australia
Monday - Friday, 9:00 AM - 4:00 PM GMT +10
Tel: 61-7-5563-8340, Fax: None
Chief Compliance Officer
OWEN T. CATERER
79 SUNDANCE WAY
RUNAWAY BAY
Australia
Tel:
+61-7-5563-8340
O*****@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CATERER, OWEN, TERRY | Individual | CATERER LIU WORLDWIDE PTY LTD | SOLE DIRECTOR OF CORPORATE TRUSTEE CATERER LIU WORLDWIDE PTY LTD. & SHAREHOLDER | 05/2017 | > 75% |
| CATERER LIU WORLDWIDE PTY LTD | Foreign Entity | – | OWNER & CORPORATE TRUSTEE | 01/2018 | > 75% |
| CATERER LIU TRUST | Foreign Entity | CATERER LIU WORLDWIDE PTY LTD | TRUST | 01/2018 | |
| CATERER, OWEN, TERRY | Individual | – | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | 05/2012 | < 5% |
| CATERER LIU TRUST | Foreign Entity | – | TRUST | 01/2018 | < 5% |
| CATERER LIU WORLDWIDE PTY LTD | Foreign Entity | CATERER LIU TRUST | CORPORATE TRUSTEE TO CATERER LIU TRUST | 01/2018 | |
| Liu, Jia | Individual | CATERER LIU WORLDWIDE PTY LTD | SHAREHOLDER | 01/2018 | 25-50% |
| LONGSTREET, WILLIAM, HENRY | Individual | – | CHIEF INVESTMENT OFFICER | 03/2012 | < 5% |