LEGACY KNIGHT MFO, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Texas, United States

Employees

Total Number of Employees	17
Investment Advisory/Research	13
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	3
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	27	$748.1M
Non-Discretionary	20	$481.9M
Total	47	$1.2B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	20	$481.9M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	27	$748.1M
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	11-25

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)HUMAN CAPITAL LEGACY SERVICES AND PHILANTHROPIC SERVICES
Compensation	% of AUMPerformance-based fees

Identifiers

SEC RIA File Number	801-121664
SEC ERA File Number	801-121664
SEC CIK Numbers	None
SEC CRD Numbers	305927
Legal Entity Identifier	None

Principal Office

2525 KNIGHT STREET
DALLAS
TX
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic