INDEXPERTS, LLC
Adviser information for INDEXPERTS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-121667 |
|---|---|
| SEC ERA File Number | 801-121667 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 314858 |
| Legal Entity Identifier | None |
Principal Office
516 NORTH TRYON STREETCHARLOTTE
NC
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: (704) 554-8150, Fax: 704-554-8350
Chief Compliance Officer
OLIVER BERGMANN
516 NORTH TRYON STREET, SUITE 200
CHARLOTTE
NC
United States
Tel:
(704) 554-8150
O**************@***************M
(Full email address available in API data)
Regulatory Contact
MARK J. DONALDSON, CFA
COMPLIANCE CONSULTANT
PO BOX 7629
KANSAS CITY
MO
United States
Tel:
913-707-7366
M*********@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THOMAS, STEPHEN, LINDEN | Individual | – | MANAGER | 05/2021 | < 5% |
| LINDEN THOMAS FINANCIAL GROUP, LLC | Domestic Entity | – | MEMBER | 05/2021 | > 75% |
| THOMAS, STEPHEN, LINDEN | Individual | LINDEN THOMAS FINANCIAL GROUP, LLC | MEMBER | 05/2021 | > 75% |
| BERGMANN, OLIVER, ANDREAS | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |