BROADLIGHT CAPITAL MANAGEMENT, LLC
Adviser information for BROADLIGHT CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $214.2M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $214.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $214.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-121675 |
|---|---|
| SEC ERA File Number | 801-121675 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315015 |
| Legal Entity Identifier | None |
Principal Office
382 GREENWICH AVENUE, SUITE 250GREENWICH
CT
United States
Monday - Friday, 9AM-5PM
Tel: 203 496 5400, Fax: None
Chief Compliance Officer
BRENDAN JOSEPH MORROW
CHIEF FINANCIAL OFFICER
382 GREENWICH AVENUE, SUITE 250
GREENWICH
CT
United States
Tel:
203 496 5400
B*@********************M
(Full email address available in API data)
Industry Affiliates
| BROADLIGHT CAPITAL PARTNERS FUND I GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BROADLIGHT CAPITAL PARTNERS FUND I-A, L.P. | Private Equity Fund | $20.2M | $0.0M | 17 |
| BROADLIGHT CAPITAL PARTNERS FUND I-B, L.P. | Private Equity Fund | $3.3M | $0.0M | 20 |
| BROADLIGHT CAPITAL PARTNERS FUND I, L.P. | Private Equity Fund | $14.6M | $0.0M | 133 |
| BROADLIGHT ZAPP SPV, L.P. | Private Equity Fund | $2.3M | $0.0M | 16 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MORROW, BRENDAN, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | 05/2022 | < 5% |
| YORN, RICHARD, MARC | Individual | – | PARTNER | 01/2021 | 25-50% |
| YORN, KEVIN | Individual | – | PARTNER | 01/2021 | 25-50% |
| DORFMAN, DAVID, AUSTIN | Individual | – | MANAGING PARTNER | 01/2021 | 25-50% |