AZTLAN EQUITY MANAGEMENT, LLC
Adviser information for AZTLAN EQUITY MANAGEMENT, LLC last updated from Form ADV on April 19th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 15 | $188.2M |
| Non-Discretionary | 0 | $0 |
| Total | 15 | $188.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 10 | $53.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $75.7M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $58.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 15 |
| No. of Non-U.S. Clients | 98 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-121682 |
|---|---|
| SEC ERA File Number | 801-121682 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 286360 |
| Legal Entity Identifier | None |
Principal Office
BOULEVARD DIAZ ORDAZ #140 COLONIA SANTA MARIAFLOOR PH-2 TORRES MORADAS, TORRE 2
MONTERREY, NL
Mexico
Monday - Friday, 9AM TO 5PM
Tel: 011-5281-8148-0504, Fax: None
Chief Compliance Officer
ALEJANDRO H. GARAZA SALAZAR
MANAGING DIRECTOR AND PORTFOLIO MANAGER
1751 PINNACLE DRIVE
SUITE 600
MCLEAN
VA
United States
Tel:
703-473-8020
A**************@*****************M
(Full email address available in API data)
Industry Affiliates
| GENERAL PARTNER OF INVESTMENT FUND | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ACTINVER ACTP13 (MX52AC1H0018) | Hedge Fund | $4.0M | $0.0M | 9 |
| AZTLAN GLOBAL SMID CAP STRATEGY (SERIES 436) NOTES DUE 2030 | SECURED NOTE | $11.9M | $0.1M | 15 |
| AZTTRO GLOBAL SMID CAPS (XS2034602792) | Hedge Fund | $2.1M | $0.3M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Garza Salaza, Alejandro H. | Individual | – | MANAGING DIRECTOR, PORTFOLIO MANAGER & CCO | 11/2016 | > 75% |