UPSTART WEALTH MANAGEMENT, LLC
Adviser information for UPSTART WEALTH MANAGEMENT, LLC last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 206 | $248.0M |
| Non-Discretionary | 0 | $0 |
| Total | 206 | $248.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 31 | $15.6M |
| HNW Individuals | 58 | $230.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 8 |
| No. of Non-U.S. Clients | 3 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
101 WEST 79TH STREETAPT 31C
NEW YORK
NY
United States
BY APPOINTMENT, BY APPOINTMENT
Tel: (415) 549-0646, Fax: None
Chief Compliance Officer
CHRIS STANLEY
PO BOX 31681
DES PERES
MO
United States
Tel:
(314) 441-6191
T***@*******************M
(Full email address available in API data)
Regulatory Contact
MICHAEL POWSNER
MANAGING MEMBER
101 WEST 79TH STREET
APT 31C
NEW YORK
NY
United States
Tel:
(415) 549-0646
M*******@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| POWSNER, MICHAEL, ALAN | Individual | – | MANAGING MEMBER | 12/2014 | > 75% |
| KROEGER, RUSSELL, GARRISON | Individual | – | MEMBER & FINANCIAL PLANNER | 01/2019 | 10-25% |
| STANLEY, CHRISTOPHER, DANA | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2021 | < 5% |