WEALTH EFFECTS
WEALTH EFFECTS LLC Legal Name
Adviser information for WEALTH EFFECTS last updated from Form ADV on January 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,008 | $392.9M |
| Non-Discretionary | 0 | $0 |
| Total | 1,008 | $392.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 571 | $313.3M |
| HNW Individuals | 30 | $78.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Principal Office
265 FRANKLIN STREETSUITE 1702
BOSTON
MA
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 617-465-2560, Fax: None
Chief Compliance Officer
WILLIAM LIBERTI
CEO
265 FRANKLIN STREET
SUITE 1702
BOSTON
MA
United States
Tel:
617-465-2560
W*******@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LIBERTI, WILLIAM, ANTHONY | Individual | – | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | 05/2021 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ALPS ETF TR | ALERIAN MLP | 601K | 13K | – |
| AT&T INC | COM | 437K | 23K | – |
| ARK ETF TR | INNOVATION ETF | 507K | 12K | – |
| ABBOTT LABS | COM | 690K | 7K | – |
| ABBVIE INC | COM | 2M | 13K | – |
| ADVANCED MICRO DEVICES INC | COM | 2M | 9K | – |
| AKEBIA THERAPEUTICS INC | COM | 28K | 27K | – |
| ALPHABET INC | CAP STK CL C | 1M | 7K | – |
| ALPHABET INC | CAP STK CL A | 6M | 35K | – |
| ALTIMMUNE INC | COM NEW | 250K | 38K | – |
| ALTRIA GROUP INC | COM | 553K | 12K | – |
| AMAZON COM INC | COM | 12M | 61K | – |
| AMERICAN INTL GROUP INC | COM NEW | 316K | 4K | – |
| AMERICAN TOWER CORP NEW | COM | 950K | 5K | – |
| AMGEN INC | COM | 846K | 3K | – |
| APPLE INC | COM | 19M | 92K | – |
| APPLIED MATLS INC | COM | 894K | 4K | – |
| ARM HOLDINGS PLC | SPONSORED ADS | 687K | 4K | – |
| ARROWHEAD PHARMACEUTICALS IN | COM | 4M | 160K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 213K | 3K | – |
| AUTOLUS THERAPEUTICS PLC | SPON ADS | 171K | 49K | – |
| BANK AMERICA CORP | COM | 980K | 25K | – |
| BARCLAYS PLC | ADR | 107K | 10K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 2M | 5K | – |
| BEYOND AIR INC | COM | 138K | 256K | – |
| BLACKROCK ENERGY & RES TR | COM | 284K | 22K | – |
| BLACKROCK MUNICIPAL INCOME | COM | 228K | 18K | – |
| BLACKROCK MUNIHLDGS NJ QLTY | COM | 277K | 24K | – |
| BLACKROCK SCIENCE & TECHNOLO | SHS | 689K | 18K | – |
| BLACKSTONE INC | COM | 3M | 25K | – |
| BOEING CO | COM | 2M | 11K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 454K | 11K | – |
| BROADCOM INC | COM | 1M | 787 | – |
| BYRNA TECHNOLOGIES INC | COM NEW | 100K | 10K | – |
| THE CIGNA GROUP | COM | 228K | 689 | – |
| CSX CORP | COM | 289K | 9K | – |
| CVS HEALTH CORP | COM | 440K | 7K | – |
| CALAMOS CONV OPPORTUNITIES & | SH BEN INT | 199K | 17K | – |
| CARA THERAPEUTICS INC | COM | 3K | 14K | – |
| CARECLOUD INC | COM | 25K | 13K | – |
| CATERPILLAR INC | COM | 903K | 3K | – |
| CHENIERE ENERGY INC | COM NEW | 481K | 3K | – |
| CHEVRON CORP NEW | COM | 2M | 16K | – |
| CHURCH & DWIGHT CO INC | COM | 356K | 3K | – |
| CITIGROUP INC | COM NEW | 603K | 10K | – |
| COHEN & STEERS REIT & PFD & | COM | 336K | 17K | – |
| COLGATE PALMOLIVE CO | COM | 210K | 2K | – |
| COMCAST CORP NEW | CL A | 694K | 18K | – |
| CONSTELLATION BRANDS INC | CL A | 237K | 921 | – |
| COSTCO WHSL CORP NEW | COM | 824K | 970 | – |
| CUMMINS INC | COM | 280K | 1K | – |
| CURIOSITYSTREAM INC | COM CL A | 15K | 13K | – |
| DLH HLDGS CORP | COM | 304K | 29K | – |
| DANAHER CORPORATION | COM | 360K | 1K | – |
| DATADOG INC | CL A COM | 1M | 10K | – |
| DEERE & CO | COM | 239K | 640 | – |
| DELTA AIR LINES INC DEL | COM NEW | 605K | 13K | – |
| DEVON ENERGY CORP NEW | COM | 344K | 7K | – |
| DIGITALOCEAN HLDGS INC | COM | 2M | 51K | – |
| DISNEY WALT CO | COM | 364K | 4K | – |
| DOLBY LABORATORIES INC | COM CL A | 499K | 6K | – |
| DUKE ENERGY CORP NEW | COM NEW | 204K | 2K | – |
| EAGLE MATLS INC | COM | 1M | 7K | – |
| EATON VANCE ENHANCED EQUITY | COM | 486K | 22K | – |
| EATON VANCE TAX-MANAGED DIVE | COM | 761K | 54K | – |
| EATON VANCE TAX-MANAGED BUY- | COM | 587K | 43K | – |
| EATON VANCE TAX-MANAGED GLOB | COM | 447K | 53K | – |
| EATON VANCE RISK-MANAGED DIV | COM | 152K | 17K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 219K | 14K | – |
| ENOVIX CORPORATION | COM | 4M | 229K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 310K | 11K | – |
| EXXON MOBIL CORP | COM | 2M | 14K | – |
| FS KKR CAP CORP | COM | 733K | 37K | – |
| META PLATFORMS INC | CL A | 6M | 12K | – |
| FASTLY INC | CL A | 93K | 13K | – |
| FIDELITY COVINGTON TRUST | BLUE CHIP GRWTH | 369K | 9K | – |
| FIRST TR EXCHANGE-TRADED FD | DOW 30 EQL WGT | 254K | 8K | – |
| FIRST TR EXCHANGE-TRADED FD | WTR ETF | 478K | 5K | – |
| FIRST TR EXCHANGE-TRADED FD | NY ARCA BIOTECH | 454K | 3K | – |
| FIRST TR EXCHANGE TRADED FD | ENERGY ALPHADX | 191K | 11K | – |
| FIRST TR EXCHANGE TRADED FD | UTILITIES ALPH | 228K | 7K | – |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 256K | 5K | – |
| FIRST TR SML CP CORE ALPHA F | COM SHS | 268K | 3K | – |
| FIRST TR EXCHANGE-TRADED ALP | SML CP GRW ALP | 201K | 3K | – |
| FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 470K | 15K | – |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 2M | 35K | – |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 986K | 21K | – |
| FREEPORT-MCMORAN INC | CL B | 207K | 4K | – |
| GENERAC HLDGS INC | COM | 1M | 8K | – |
| GE AEROSPACE | COM NEW | 336K | 2K | – |
| GENERAL MLS INC | COM | 2M | 29K | – |
| GLOBAL PARTNERS LP | COM UNITS | 419K | 9K | – |
| GLOBAL X FDS | NASDAQ 100 COVER | 1M | 71K | – |
| GOLDMAN SACHS GROUP INC | COM | 226K | 500 | – |
| HAWAIIAN HOLDINGS INC | COM | 155K | 13K | – |
| HERSHEY CO | COM | 389K | 2K | – |
| HOME DEPOT INC | COM | 859K | 2K | – |
| HONDA MOTOR LTD | ADR ECH CNV IN 3 | 222K | 7K | – |
| HONEYWELL INTL INC | COM | 358K | 2K | – |
| HYDROFARM HLDGS GROUP INC | COM | 27K | 40K | – |
| IMMUCELL CORP | COM PAR | 63K | 13K | – |
| IMMUNITYBIO INC | COM | 553K | 88K | – |
| IMPINJ INC | COM | 2M | 15K | – |
| INDIE SEMICONDUCTOR INC | CLASS A COM | 1M | 171K | – |
| INTEL CORP | COM | 652K | 21K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 2M | 14K | – |
| INVESCO QQQ TR | UNIT SER 1 | 1M | 3K | – |
| INVESCO SR INCOME TR | COM | 100K | 23K | – |
| ISHARES TR | CORE S&P TTL STK | 2M | 16K | – |
| ISHARES TR | CORE S&P500 ETF | 2M | 4K | – |
| ISHARES TR | IBOXX INV CP ETF | 250K | 2K | – |
| ISHARES TR | S&P 500 VAL ETF | 1M | 6K | – |
| ISHARES TR | CORE S&P MCP ETF | 2M | 26K | – |
| ISHARES TR | RUS 1000 ETF | 215K | 723 | – |
| ISHARES TR | RUSSELL 3000 ETF | 484K | 2K | – |
| ISHARES TR | CORE S&P SCP ETF | 677K | 6K | – |
| ISHARES TR | NATIONAL MUN ETF | 317K | 3K | – |
| ISHARES TR | 3 7 YR TREAS BD | 262K | 2K | – |
| ISHARES TR | PFD AND INCM SEC | 242K | 8K | – |
| ISHARES TR | US AER DEF ETF | 239K | 2K | – |
| ISHARES TR | CORE MSCI TOTAL | 652K | 10K | – |
| ISHARES TR | CORE DIV GRWTH | 518K | 9K | – |
| ISHARES TR | IBONDS DEC25 ETF | 217K | 9K | – |
| PERSPECTIVE THERAPEUTICS INC | COM NEW | 173K | 17K | – |
| JPMORGAN CHASE & CO. | COM | 6M | 31K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 2M | 38K | – |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 2M | 30K | – |
| JOHNSON & JOHNSON | COM | 1M | 9K | – |
| JUMIA TECHNOLOGIES AG | SPONSORED ADS | 564K | 80K | – |
| ELI LILLY & CO | COM | 2M | 3K | – |
| LOCKHEED MARTIN CORP | COM | 332K | 711 | – |
| MANHATTAN ASSOCIATES INC | COM | 266K | 1K | – |
| MASTERCARD INCORPORATED | CL A | 242K | 548 | – |
| MCDONALDS CORP | COM | 338K | 1K | – |
| MERCADOLIBRE INC | COM | 248K | 151 | – |
| MERCK & CO INC | COM | 2M | 13K | – |
| MICROSOFT CORP | COM | 9M | 20K | – |
| MICRON TECHNOLOGY INC | COM | 748K | 6K | – |
| MORGAN STANLEY | COM NEW | 554K | 6K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 251K | 650 | – |
| NETFLIX INC | COM | 317K | 470 | – |
| NEXTERA ENERGY INC | COM | 1M | 14K | – |
| NOVO-NORDISK A S | ADR | 1M | 7K | – |
| NVIDIA CORPORATION | COM | 27M | 219K | – |
| ONDAS HLDGS INC | COM NEW | 91K | 157K | – |
| ORACLE CORP | COM | 978K | 7K | – |
| ORGANON & CO | COMMON STOCK | 1M | 50K | – |
| PALO ALTO NETWORKS INC | COM | 334K | 985 | – |
| PEPSICO INC | COM | 566K | 3K | – |
| PFIZER INC | COM | 2M | 69K | – |
| PITNEY BOWES INC | COM | 881K | 173K | – |
| PROCTER AND GAMBLE CO | COM | 2M | 9K | – |
| PURE CYCLE CORP | COM NEW | 391K | 41K | – |
| PURECYCLE TECHNOLOGIES INC | COM | 526K | 89K | – |
| RTX CORPORATION | COM | 781K | 8K | – |
| REAVES UTIL INCOME FD | COM SH BEN INT | 2M | 68K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 783K | 1K | – |
| SPDR GOLD TR | GOLD SHS | 427K | 2K | – |
| SPDR SER TR | S&P HOMEBUILD | 603K | 6K | – |
| SALESFORCE INC | COM | 215K | 835 | – |
| SAMSARA INC | COM CL A | 356K | 11K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 306K | 3K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 348K | 4K | – |
| SCYNEXIS INC | COM NEW | 223K | 112K | – |
| SEACOAST BKG CORP FLA | COM NEW | 547K | 23K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 576K | 8K | – |
| SELECT SECTOR SPDR TR | ENERGY | 880K | 10K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 284K | 7K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 294K | 1K | – |
| SEELOS THERAPEUTICS INC | COM | 32K | 54K | – |
| SENTINELONE INC | CL A | 2M | 76K | – |
| STATE STR CORP | COM | 411K | 6K | – |
| STEREOTAXIS INC | COM NEW | 131K | 72K | – |
| STRATEGY SHS | DAY HAGAN NED | 263K | 7K | – |
| SUNOPTA INC | COM | 441K | 82K | – |
| SUPER MICRO COMPUTER INC | COM | 221K | 270 | – |
| TJX COS INC NEW | COM | 396K | 4K | – |
| ABRDN WORLD HEALTHCARE FUND | BEN INT SHS | 815K | 62K | – |
| TESLA INC | COM | 1M | 6K | – |
| TG THERAPEUTICS INC | COM | 294K | 17K | – |
| THE TRADE DESK INC | COM CL A | 6M | 58K | – |
| 3-D SYS CORP DEL | COM NEW | 700K | 228K | – |
| TRACTOR SUPPLY CO | COM | 342K | 1K | – |
| TRAVELERS COMPANIES INC | COM | 266K | 1K | – |
| UNITED RENTALS INC | COM | 2M | 4K | – |
| UNITEDHEALTH GROUP INC | COM | 2M | 4K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 332K | 2K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 435K | 7K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 472K | 7K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 479K | 4K | – |
| VANGUARD WHITEHALL FDS | INTL DVD ETF | 247K | 3K | – |
| VANGUARD WORLD FD | INF TECH ETF | 538K | 933 | – |
| VANGUARD WORLD FD | UTILITIES ETF | 356K | 2K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 897K | 12K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 2M | 3K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 228K | 2K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 576K | 7K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 2M | 6K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 7M | 26K | – |
| VERIZON COMMUNICATIONS INC | COM | 2M | 42K | – |
| VERTIV HOLDINGS CO | COM CL A | 597K | 7K | – |
| VICTORY PORTFOLIOS II | VICTORYSHARES WE | 503K | 13K | – |
| VISA INC | COM CL A | 987K | 4K | – |
| WALMART INC | COM | 999K | 15K | – |
| ZOETIS INC | CL A | 316K | 2K | – |
| AVADEL PHARMACEUTICALS PLC | COM SHS | 32M | 2M | – |
| CHUBB LIMITED | COM | 339K | 1K | – |
| GLOBAL E ONLINE LTD | SHS | 528K | 15K | – |
| ELASTIC N V | ORD SHS | 2M | 17K | – |