TANDEM INVESTMENT PARTNERS, LLC
Adviser information for TANDEM INVESTMENT PARTNERS, LLC last updated from Form ADV on February 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 423 | $158.8M |
| Non-Discretionary | 0 | $0 |
| Total | 423 | $158.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 154 | $34.7M |
| HNW Individuals | 31 | $107.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $16.9M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPENSION ADVISORY SERVICES |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-121703 |
|---|---|
| SEC ERA File Number | 801-121703 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 172309 |
| Legal Entity Identifier | None |
Principal Office
29 EMMONS DRIVESUITE A5
PRINCETON
NJ
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 609-452-2100, Fax: 609-916-1280
Websites
Chief Compliance Officer
CALEB LENNON
DIRECTOR
685 N. CHOLLA STREET
CHANDLER
AZ
United States
Tel:
928-899-5016
C******@*******************M
(Full email address available in API data)
Regulatory Contact
THOMAS J D'AURIA
MANAGING PARTNER
29 EMMONS DRIVE
SUITE A-5
PRINCETON
NJ
United States
Tel:
609-452-2100
Fax:
609-916-1280
T******@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DAURIA, THOMAS, JUDE | Individual | – | MANAGING PARTNER | 09/2014 | > 75% |
| LENNON, CALEB, WAYNE | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2023 | < 5% |