BRAEMONT CAPITAL
BRAEMONT CAPITAL MANAGEMENT LLC Legal Name
Adviser information for BRAEMONT CAPITAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $559.3M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $559.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $559.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 33 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-121709 |
|---|---|
| SEC ERA File Number | 801-121709 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 314704 |
| Legal Entity Identifier | None |
Principal Office
3963 MAPLE AVENUESUITE 290
DALLAS
TX
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 214-833-8883, Fax: None
Chief Compliance Officer
STEVE SIMS
CHIEF OPERATING OFFICER
3963 MAPLE AVENUE
SUITE 290
DALLAS
TX
United States
Tel:
214-833-8883
S****@***********M
(Full email address available in API data)
Regulatory Contact
ROBERT COVINGTON
PRESIDENT
3963 MAPLE AVENUE
SUITE 290
DALLAS
TX
United States
Tel:
214-833-8881
R*********@***********M
(Full email address available in API data)
Industry Affiliates
| BRAEMONT PARTNERS GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ELEVATION IC HOLDINGS CV I GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BRAEMONT PARTNERS I (OFFSHORE) LP | Private Equity Fund | $97.3M | $1.0M | 4 |
| BRAEMONT PARTNERS I LP | Private Equity Fund | $428.3M | $1.0M | 111 |
| ELEVATION IC HOLDINGS CV I LP | Private Equity Fund | $33.7M | $1.0M | 16 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Covington, Robert, Culpepper | Individual | – | SOLE MEMBER, PRESIDENT | 04/2021 | > 75% |
| SIMS, STEPHEN, THOMAS | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFER | 09/2021 | < 5% |