APPROACH RETIREMENT ADVISORS, LLC
Adviser information for APPROACH RETIREMENT ADVISORS, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Alabama, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 479 | $173.6M |
| Non-Discretionary | 0 | $0 |
| Total | 479 | $173.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 97 | $35.4M |
| HNW Individuals | 53 | $135.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $986,828 |
| Charitable organizations | <5 | $1.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $162,175 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-121714 |
|---|---|
| SEC ERA File Number | 801-121714 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 166221 |
| Legal Entity Identifier | None |
Principal Office
3928 CYPRESS DRIVESUITE 150
VESTAVIA
AL
United States
BY APPOINTMENT, BY APPOINTMENT
Tel: (205) 588-8637, Fax: (205) 588-8637
Chief Compliance Officer
PHILLIP B. WALKER
MEMBER
3 W GARDEN STREET
SUITE 710
PENSACOLA
FL
United States
Tel:
(850) 316-8871
Fax:
(850) 316-8872
P***@*********************M
(Full email address available in API data)
Regulatory Contact
ERIC MCCLAIN
MEMBER
3928 CYPRESS DRIVE
SUITE 150
VESTAVIA
AL
United States
Tel:
(205) 623-4697
E***@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCCLAIN, ERIC, JASON | Individual | – | MEMBER | 11/2012 | 50-75% |
| WALKER, PHILLIP, BRITTAIN | Individual | – | MEMBER / CHIEF COMPLIANCE OFFICER | 08/2021 | 50-75% |