PHASE LINE CAPITAL, LLC
Adviser information for PHASE LINE CAPITAL, LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 345 | $34.0M |
| Non-Discretionary | 0 | $0 |
| Total | 345 | $34.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 113 | $17.1M |
| HNW Individuals | 17 | $13.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $3.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $30,171 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-121716 |
|---|---|
| SEC ERA File Number | 801-121716 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315116 |
| Legal Entity Identifier | None |
Principal Office
4401 NORTHSIDE PKWY, NWSUITE 900
ATLANTA
GA
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 404-806-9505, Fax: None
Websites
Chief Compliance Officer
ERIC RUTHMAN
OWNER
4401 NORTHSIDE PKWY, NW
SUITE 900
ATLANTA
GA
United States
Tel:
404-806-9505
E***********@*******************M
(Full email address available in API data)
Regulatory Contact
MICHAEL RUDIO
OWNER
4401 NORTHSIDE PKWY, NW
SUITE 900
ATLANTA
GA
United States
Tel:
404-806-9505
M************@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Ruthman, Eric, Scott | Individual | – | OWNER | 05/2021 | 50-75% |
| Rudio, Michael, Christopher | Individual | – | OWNER | 05/2021 | 50-75% |
| Ruthman, Eric, Scott | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2023 | 50-75% |