Hedge Fund Database

GRAND ALLIANCE ASSET MANAGEMENT LTD.

Adviser information for GRAND ALLIANCE ASSET MANAGEMENT LTD. last updated from Form ADV on August 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End JUNE
Legal Location Hong Kong

Employees

Total Number of Employees 40
Investment Advisory/Research 22
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 5 $1.7B
Non-Discretionary 0 $0
Total 5 $1.7B

Clients

Type Number RAUM
Individuals <5 $0
HNW Individuals <5 $0
Banking or thrift institutions <5 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 3 $1.3B
Pension and profit sharing plans <5 $0
Charitable organizations <5 $0
State or municipal gov entities <5 $0
Other investment advisers <5 $0
Insurance companies <5 $0
Sovereign wealth funds and foreign official institutions <5 $0
Corporations or other businesses <5 $400.5M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 60

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-121719
SEC ERA File Number 801-121719
SEC CIK Numbers 1986124
SEC CRD Numbers 307801
Legal Entity Identifier 254900QRZ83D637HZC26

Principal Office

SUITE 801, 8TH FLOOR, THE HONG KONG CLUB BUILDING
3A CHATER ROAD, CENTRAL
HONG KONG
Hong Kong
Monday - Friday, 9AM - 6PM
Tel: (852) 3852 6351, Fax: (852) 3157 1828

Websites

www.gaamhk.com/en/index.htm www.linkedin.com/company/gaamhk/

Chief Compliance Officer

YUXIU LIN
DIRECTOR
SUITE 801, THE HONG KONG CLUB BUILDING
3A CHATER ROAD, CENTRAL
HONG KONG
Hong Kong
Tel: (852) 2572 2208
Fax: (852) 3157 1828
(Full email address available in API data)

Regulatory Contact

PATRICIA LAW
ASSISTANT DIRECTOR
SUITE 801, THE HONG KONG CLUB BUILDING
3A CHATER ROAD, CENTRAL
3A CHATER ROAD, CENTRAL
Hong Kong
Tel: (852) 2822 0826
Fax: (852) 3157 1828
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
SINO VISION Hedge Fund $688.8M $1.0M 213

Control Persons

Name Type Entity Title Since Ownership
Lin, Yuxiu Individual – CHIEF COMPLIANCE OFFICER 08/1999 < 5%
GRAND ALLIANCE ASIA LTD. Foreign Entity – SHAREHOLDER 09/2017 > 75%
Mok, Wai Yin Denise Individual – CHIEF RISK OFFICER 04/2016 < 5%
Lo, Hoi Chi Individual – CHIEF FINANCIAL OFFICER 07/2006 < 5%
Lin, Yuxiu Individual GRAND ALLIANCE ASIA LTD. DIRECTOR 09/2017 25-50%
Tong, Francis Ho Yuen Individual – DIRECTOR 07/2023 < 5%
Tong, Francis Ho Yuen Individual GRAND ALLIANCE ASIA LTD. DIRECTOR 07/2023

No. Employees, Historic

4020020212022202320240 on 6/9/202136 on 9/26/202136 on 10/25/202140 on 9/14/202240 on 3/30/202340 on 8/22/202340 on 8/28/2023

RAUM, Historic

2B1B020212022202320241335067263 on 9/26/20211335067263 on 10/25/20211565888219 on 9/14/20221565888219 on 3/30/20231673328808 on 8/22/20231673328808 on 8/28/2023

No. Clients, Historic

105020212022202320240 on 6/9/20213 on 9/26/20213 on 10/25/20215 on 9/14/20225 on 3/30/20235 on 8/22/20235 on 8/28/2023

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
BROADCOM INC COM 22M 14K –
DELL TECHNOLOGIES INC CL C 47M 340K –
ENPHASE ENERGY INC COM 4M 37K –
MARVELL TECHNOLOGY INC COM 8M 115K –
NEW ORIENTAL ED & TECHNOLOGY SPON ADR 11M 143K –
NVIDIA CORPORATION COM 59M 475K –
NXP SEMICONDUCTORS N V COM 4M 15K –
ON SEMICONDUCTOR CORP COM 2M 25K –
PDD HOLDINGS INC SPONSORED ADS 24M 182K –
STAR BULK CARRIERS CORP. SHS PAR 13M 540K –
STMICROELECTRONICS N V NY REGISTRY 3M 70K –
VERTIV HOLDINGS CO COM CL A 13M 145K –