YOUNG WEALTH MANAGEMENT
KEVIN M. YOUNG FINANCIAL, INC. Legal Name
Adviser information for YOUNG WEALTH MANAGEMENT last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 304 | $116.6M |
| Non-Discretionary | 0 | $0 |
| Total | 304 | $116.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 66 | $42.7M |
| HNW Individuals | 22 | $71.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.5M |
| Charitable organizations | <5 | $278,773 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-121721 |
|---|---|
| SEC ERA File Number | 801-121721 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 145478 |
| Legal Entity Identifier | None |
Principal Office
502 MACE BLVDSUITE #5
DAVIS
CA
United States
Monday - Friday, 8 AM TO 5 PM
Tel: 530-231-5152, Fax: None
Chief Compliance Officer
KEVIN M. YOUNG
PRESIDENT
502 MACE BLVD.
SUITE #5
DAVIS
CA
United States
Tel:
(530) 231-5152
K****@************************M
(Full email address available in API data)
Regulatory Contact
JOHN T. CARR
COMPLIANCE COUNSEL
6650 SW REDWOOD LANE
SUITE 220
PORTLAND
OR
United States
Tel:
503-635-5244
J****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| YOUNG, KEVIN, M | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 10/2007 | > 75% |