OC INVESTMENT MANAGEMENT LP
Adviser information for OC INVESTMENT MANAGEMENT LP last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $29.0B |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $29.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $29.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | Performance-based feesANNUALLY NEGOTIATED MANAGEMENT FEE |
Identifiers
| SEC RIA File Number | 801-121732 |
|---|---|
| SEC ERA File Number | 801-121732 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 314948 |
| Legal Entity Identifier | 98450061CACC039J4784 |
Principal Office
3350 VIRGINIA STREETSTE 540
MIAMI
FL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 646-483-1277, Fax: None
Chief Compliance Officer
WILLIAM VOZZOLO
3350 VIRGINIA STREET
STE 540
MIAMI
FL
United States
Tel:
646-483-1277
W**************@*********M
(Full email address available in API data)
Regulatory Contact
IVAN ORTIZ
CHIEF EXECUTIVE OFFICER
3350 VIRGINIA STREET
STE 540
MIAMI
FL
United States
Tel:
7864443444
I*********@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ORTIZ, IVAN, GREGORIO | Individual | – | CHIEF EXECUTIVE OFFICER AND LIMITED PARTNER | 05/2021 | > 75% |
| OC IM GP LLC | Domestic Entity | – | GENERAL PARTNER | 05/2021 | < 5% |
| ORTIZ, IVAN, GREGORIO | Individual | OC IM GP LLC | MEMBER | 05/2021 | 50-75% |
| DE LA ROCHA, MARIA, SOLANGE | Individual | OC IM GP LLC | MEMBER | 05/2021 | 25-50% |
| VOZZOLO, F, WILLIAM | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |