SECURED RETIREMENT ADVISORS, LLC

Adviser information for SECURED RETIREMENT ADVISORS, LLC last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Minnesota, United States

Employees

Total Number of Employees 11
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 8
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,672 $190.4M
Non-Discretionary 0 $0
Total 1,672 $190.4M

Clients

Type Number RAUM
Individuals 546 $132.7M
HNW Individuals 36 $57.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-121760
SEC ERA File Number 801-121760
SEC CIK Numbers 2012356
SEC CRD Numbers 144239
Legal Entity Identifier None

Principal Office

6121 EXCELSIOR BLVD
ST LOUIS PARK
MN
United States
Monday - Friday, 9:00 - 5:00
Tel: (952) 460-3260, Fax: (952) 460-3261

Chief Compliance Officer

JOSEPH S. LUCEY
CEO
6121 EXCELSIOR BLVD
ST LOUIS PARK
MN
United States
Tel: 952-460-3260
Fax: 952-460-3261
(Full email address available in API data)

Industry Affiliates

SECURED RETIREMENT ASSOCIATES, LLC Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LUCEY, JOSEPH, SCOTT Individual CEO/CHIEF COMPLIANCE OFFICER 05/2007 > 75%

No. Employees, Historic

20100202120222023202420256 on 6/14/20216 on 6/29/20216 on 6/30/20216 on 7/23/20216 on 8/6/202111 on 2/15/202211 on 2/16/202211 on 7/12/202211 on 11/9/20228 on 2/21/202311 on 3/8/2024

RAUM, Historic

200M100M020212022202320242025122211820 on 6/14/2021122211820 on 6/29/2021122211820 on 6/30/2021122211820 on 7/23/2021122211820 on 8/6/2021139500203 on 2/15/2022139500203 on 2/16/2022139500203 on 7/12/2022139500203 on 11/9/2022146238414 on 2/21/2023190433550 on 3/8/2024

No. Clients, Historic

600300020212022202320242025469 on 6/14/2021469 on 6/29/2021469 on 6/30/2021469 on 7/23/2021469 on 8/6/2021474 on 2/15/2022474 on 2/16/2022474 on 7/12/2022474 on 11/9/2022541 on 2/21/2023582 on 3/8/2024

Holdings

From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 406K 4K
ABBOTT LABS COM 2M 17K
ABBVIE INC COM 245K 1K
ABRDN ETFS BBRG ALL COMMDY 2M 70K
ADVANCED MICRO DEVICES INC COM 2M 14K
AGILYSYS INC COM 237K 2K
AIM ETF PRODUCTS TRUST ALLIANZIM US LRG 381K 14K
AIM ETF PRODUCTS TRUST U S LRGCP 6M JAN 843K 30K
AIM ETF PRODUCTS TRUST US LRGCP B20 FEB 274K 9K
AIM ETF PRODUCTS TRUST US LRGCP B20 JAN 398K 12K
ALPHABET INC CAP STK CL A 2M 12K
AMAZON COM INC COM 2M 12K
AMERICAN WTR WKS CO INC NEW COM 1M 8K
AMGEN INC COM 1M 5K
APOLLO GLOBAL MGMT INC COM 1M 11K
APPLE INC COM 2M 9K
APPLIED MATLS INC COM 2M 11K
APTIV PLC SHS 917K 13K
CADENCE DESIGN SYSTEM INC COM 229K 744
CATERPILLAR INC COM 3M 8K
CHART INDS INC COM 780K 5K
CHEVRON CORP NEW COM 2M 13K
CITIGROUP INC COM NEW 217K 3K
COLGATE PALMOLIVE CO COM 293K 3K
COSTCO WHSL CORP NEW COM 2M 3K
DELTA AIR LINES INC DEL COM NEW 202K 4K
EA SERIES TRUST STRIVE 500 ETF 5M 129K
EA SERIES TRUST STRIVE EMERGING 2M 67K
ECOLAB INC COM 316K 1K
ELI LILLY & CO COM 315K 348
ENSIGN GROUP INC COM 1M 10K
ETSY INC COM 278K 5K
EXXON MOBIL CORP COM 345K 3K
FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 3M 75K
FIRST TR EXCHANGE-TRADED FD VEST GOLD STRTGY 576K 28K
FIRST TR EXCHNG TRADED FD VI FT VEST INT JUNE 506K 23K
FIRST TR EXCHNG TRADED FD VI FT VEST INTE 309K 13K
FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED 3M 120K
FIRST TR EXCHNG TRADED FD VI FT VEST NAS 264K 10K
FIRST TR EXCHNG TRADED FD VI FT VEST U.S 593K 16K
FIRST TR EXCHNG TRADED FD VI FT VEST U.S 281K 13K
FIRST TR EXCHNG TRADED FD VI FT VEST U.S 528K 15K
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 239K 5K
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 261K 7K
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 366K 11K
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT E 334K 10K
FIRST TR EXCHNG TRADED FD VI FT VEST US SMALL 212K 11K
FIRST TR EXCHNG TRADED FD VI VEST US EQUITY M 282K 9K
FLEXSHARES TR QLT DIV DEF IDX 1M 19K
FREEPORT-MCMORAN INC CL B 2M 43K
GENERAL MLS INC COM 228K 4K
GOLDMAN SACHS PHYSICAL GOLD UNIT 692K 30K
GRACO INC COM 2M 26K
HONEYWELL INTL INC COM 1M 5K
ILLINOIS TOOL WKS INC COM 529K 2K
INGERSOLL RAND INC COM 329K 4K
INNOVATOR ETFS TRUST EMRGNG MKT JULY 535K 22K
INNOVATOR ETFS TRUST GRWT100 PWR BF 568K 13K
INNOVATOR ETFS TRUST INTRNL DEV JAN 559K 18K
INNOVATOR ETFS TRUST PREM INC 20 BARR 369K 15K
INNOVATOR ETFS TRUST PREM INC 20 BARR 234K 10K
INNOVATOR ETFS TRUST PREM INCM 20 BAR 613K 25K
INNOVATOR ETFS TRUST US SML CP PWR B 664K 19K
INTERNATIONAL BUSINESS MACHS COM 218K 1K
ISHARES TR 0-5 YR TIPS ETF 487K 5K
ISHARES TR AGGRES ALLOC ETF 349K 5K
ISHARES TR CORE 1 5 YR USD 825K 17K
ISHARES TR CORE LT USDB ETF 544K 11K
ISHARES TR CORE MSCI TOTAL 320K 5K
ISHARES TR CORE S&P500 ETF 367K 671
ISHARES TR MSCI ACWI ETF 271K 2K
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 903K 16K
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 2M 40K
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 4M 76K
JPMORGAN CHASE & CO. COM 2M 10K
LOWES COS INC COM 2M 8K
LULULEMON ATHLETICA INC COM 768K 3K
MEDTRONIC PLC SHS 209K 3K
MICROSOFT CORP COM 3M 7K
MONSTER BEVERAGE CORP NEW COM 993K 20K
NVIDIA CORPORATION COM 2M 15K
OCCIDENTAL PETE CORP COM 1M 19K
PACER FDS TR DEVELOPED MRKT 1M 46K
PACER FDS TR US CASH COWS 100 2M 32K
PALO ALTO NETWORKS INC COM 2M 6K
PAYCOM SOFTWARE INC COM 816K 6K
PAYPAL HLDGS INC COM 244K 4K
PEPSICO INC COM 266K 2K
PHILLIPS 66 COM 242K 2K
PROLOGIS INC. COM 1M 9K
QUALCOMM INC COM 2M 11K
ROLLINS INC COM 593K 12K
SCHWAB CHARLES CORP COM 2M 26K
SPDR GOLD TR GOLD SHS 715K 3K
SSGA ACTIVE TR SPDR DBLELN SHRT 1M 23K
STEEL DYNAMICS INC COM 1M 10K
SYNOPSYS INC COM 2M 3K
TAKE-TWO INTERACTIVE SOFTWAR COM 1M 7K
TARGA RES CORP COM 2M 12K
TARGET CORP COM 656K 4K
TESLA INC COM 259K 1K
THERMO FISHER SCIENTIFIC INC COM 2M 3K
TJX COS INC NEW COM 2M 19K
TRANE TECHNOLOGIES PLC SHS 2M 5K
UNITEDHEALTH GROUP INC COM 5M 9K
VANGUARD BD INDEX FDS LONG TERM BOND 546K 8K
VANGUARD BD INDEX FDS SHORT TRM BOND 2M 21K
VANGUARD INDEX FDS GROWTH ETF 220K 589
VANGUARD INDEX FDS TOTAL STK MKT 2M 9K
VANGUARD MALVERN FDS STRM INFPROIDX 738K 15K
VANGUARD STAR FDS VG TL INTL STK F 445K 7K
VISA INC COM CL A 1M 5K
WASTE MGMT INC DEL COM 1M 6K
WISDOMTREE TR ITL HDG QTLY DIV 3M 58K
WISDOMTREE TR US LARGECAP FUND 361K 6K
XCEL ENERGY INC COM 277K 5K