SECURED RETIREMENT ADVISORS, LLC
Adviser information for SECURED RETIREMENT ADVISORS, LLC last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Minnesota, United States |
Employees
Total Number of Employees | 11 |
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Investment Advisory/Research | 7 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 7 |
Licensed Agents of an Insurance Company | 8 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 1,672 | $190.4M |
Non-Discretionary | 0 | $0 |
Total | 1,672 | $190.4M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 546 | $132.7M |
HNW Individuals | 36 | $57.7M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
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Compensation | % of AUMHourly chargesFixed fees |
Principal Office
6121 EXCELSIOR BLVDST LOUIS PARK
MN
United States
Monday - Friday, 9:00 - 5:00
Tel: (952) 460-3260, Fax: (952) 460-3261
Chief Compliance Officer
JOSEPH S. LUCEY
CEO
6121 EXCELSIOR BLVD
ST LOUIS PARK
MN
United States
Tel:
952-460-3260
Fax:
952-460-3261
J*****@*********************M
(Full email address available in API data)
Industry Affiliates
SECURED RETIREMENT ASSOCIATES, LLC | Insurance company or agency |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
LUCEY, JOSEPH, SCOTT | Individual | – | CEO/CHIEF COMPLIANCE OFFICER | 05/2007 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
3M CO | COM | 406K | 4K | – |
ABBOTT LABS | COM | 2M | 17K | – |
ABBVIE INC | COM | 245K | 1K | – |
ABRDN ETFS | BBRG ALL COMMDY | 2M | 70K | – |
ADVANCED MICRO DEVICES INC | COM | 2M | 14K | – |
AGILYSYS INC | COM | 237K | 2K | – |
AIM ETF PRODUCTS TRUST | ALLIANZIM US LRG | 381K | 14K | – |
AIM ETF PRODUCTS TRUST | U S LRGCP 6M JAN | 843K | 30K | – |
AIM ETF PRODUCTS TRUST | US LRGCP B20 FEB | 274K | 9K | – |
AIM ETF PRODUCTS TRUST | US LRGCP B20 JAN | 398K | 12K | – |
ALPHABET INC | CAP STK CL A | 2M | 12K | – |
AMAZON COM INC | COM | 2M | 12K | – |
AMERICAN WTR WKS CO INC NEW | COM | 1M | 8K | – |
AMGEN INC | COM | 1M | 5K | – |
APOLLO GLOBAL MGMT INC | COM | 1M | 11K | – |
APPLE INC | COM | 2M | 9K | – |
APPLIED MATLS INC | COM | 2M | 11K | – |
APTIV PLC | SHS | 917K | 13K | – |
CADENCE DESIGN SYSTEM INC | COM | 229K | 744 | – |
CATERPILLAR INC | COM | 3M | 8K | – |
CHART INDS INC | COM | 780K | 5K | – |
CHEVRON CORP NEW | COM | 2M | 13K | – |
CITIGROUP INC | COM NEW | 217K | 3K | – |
COLGATE PALMOLIVE CO | COM | 293K | 3K | – |
COSTCO WHSL CORP NEW | COM | 2M | 3K | – |
DELTA AIR LINES INC DEL | COM NEW | 202K | 4K | – |
EA SERIES TRUST | STRIVE 500 ETF | 5M | 129K | – |
EA SERIES TRUST | STRIVE EMERGING | 2M | 67K | – |
ECOLAB INC | COM | 316K | 1K | – |
ELI LILLY & CO | COM | 315K | 348 | – |
ENSIGN GROUP INC | COM | 1M | 10K | – |
ETSY INC | COM | 278K | 5K | – |
EXXON MOBIL CORP | COM | 345K | 3K | – |
FIRST TR EXCHANGE-TRADED FD | SMID RISNG ETF | 3M | 75K | – |
FIRST TR EXCHANGE-TRADED FD | VEST GOLD STRTGY | 576K | 28K | – |
FIRST TR EXCHNG TRADED FD VI | FT VEST INT JUNE | 506K | 23K | – |
FIRST TR EXCHNG TRADED FD VI | FT VEST INTE | 309K | 13K | – |
FIRST TR EXCHNG TRADED FD VI | FT VEST LADDERED | 3M | 120K | – |
FIRST TR EXCHNG TRADED FD VI | FT VEST NAS | 264K | 10K | – |
FIRST TR EXCHNG TRADED FD VI | FT VEST U.S | 593K | 16K | – |
FIRST TR EXCHNG TRADED FD VI | FT VEST U.S | 281K | 13K | – |
FIRST TR EXCHNG TRADED FD VI | FT VEST U.S | 528K | 15K | – |
FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 239K | 5K | – |
FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 261K | 7K | – |
FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 366K | 11K | – |
FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT E | 334K | 10K | – |
FIRST TR EXCHNG TRADED FD VI | FT VEST US SMALL | 212K | 11K | – |
FIRST TR EXCHNG TRADED FD VI | VEST US EQUITY M | 282K | 9K | – |
FLEXSHARES TR | QLT DIV DEF IDX | 1M | 19K | – |
FREEPORT-MCMORAN INC | CL B | 2M | 43K | – |
GENERAL MLS INC | COM | 228K | 4K | – |
GOLDMAN SACHS PHYSICAL GOLD | UNIT | 692K | 30K | – |
GRACO INC | COM | 2M | 26K | – |
HONEYWELL INTL INC | COM | 1M | 5K | – |
ILLINOIS TOOL WKS INC | COM | 529K | 2K | – |
INGERSOLL RAND INC | COM | 329K | 4K | – |
INNOVATOR ETFS TRUST | EMRGNG MKT JULY | 535K | 22K | – |
INNOVATOR ETFS TRUST | GRWT100 PWR BF | 568K | 13K | – |
INNOVATOR ETFS TRUST | INTRNL DEV JAN | 559K | 18K | – |
INNOVATOR ETFS TRUST | PREM INC 20 BARR | 369K | 15K | – |
INNOVATOR ETFS TRUST | PREM INC 20 BARR | 234K | 10K | – |
INNOVATOR ETFS TRUST | PREM INCM 20 BAR | 613K | 25K | – |
INNOVATOR ETFS TRUST | US SML CP PWR B | 664K | 19K | – |
INTERNATIONAL BUSINESS MACHS | COM | 218K | 1K | – |
ISHARES TR | 0-5 YR TIPS ETF | 487K | 5K | – |
ISHARES TR | AGGRES ALLOC ETF | 349K | 5K | – |
ISHARES TR | CORE 1 5 YR USD | 825K | 17K | – |
ISHARES TR | CORE LT USDB ETF | 544K | 11K | – |
ISHARES TR | CORE MSCI TOTAL | 320K | 5K | – |
ISHARES TR | CORE S&P500 ETF | 367K | 671 | – |
ISHARES TR | MSCI ACWI ETF | 271K | 2K | – |
J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 903K | 16K | – |
J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 2M | 40K | – |
J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 4M | 76K | – |
JPMORGAN CHASE & CO. | COM | 2M | 10K | – |
LOWES COS INC | COM | 2M | 8K | – |
LULULEMON ATHLETICA INC | COM | 768K | 3K | – |
MEDTRONIC PLC | SHS | 209K | 3K | – |
MICROSOFT CORP | COM | 3M | 7K | – |
MONSTER BEVERAGE CORP NEW | COM | 993K | 20K | – |
NVIDIA CORPORATION | COM | 2M | 15K | – |
OCCIDENTAL PETE CORP | COM | 1M | 19K | – |
PACER FDS TR | DEVELOPED MRKT | 1M | 46K | – |
PACER FDS TR | US CASH COWS 100 | 2M | 32K | – |
PALO ALTO NETWORKS INC | COM | 2M | 6K | – |
PAYCOM SOFTWARE INC | COM | 816K | 6K | – |
PAYPAL HLDGS INC | COM | 244K | 4K | – |
PEPSICO INC | COM | 266K | 2K | – |
PHILLIPS 66 | COM | 242K | 2K | – |
PROLOGIS INC. | COM | 1M | 9K | – |
QUALCOMM INC | COM | 2M | 11K | – |
ROLLINS INC | COM | 593K | 12K | – |
SCHWAB CHARLES CORP | COM | 2M | 26K | – |
SPDR GOLD TR | GOLD SHS | 715K | 3K | – |
SSGA ACTIVE TR | SPDR DBLELN SHRT | 1M | 23K | – |
STEEL DYNAMICS INC | COM | 1M | 10K | – |
SYNOPSYS INC | COM | 2M | 3K | – |
TAKE-TWO INTERACTIVE SOFTWAR | COM | 1M | 7K | – |
TARGA RES CORP | COM | 2M | 12K | – |
TARGET CORP | COM | 656K | 4K | – |
TESLA INC | COM | 259K | 1K | – |
THERMO FISHER SCIENTIFIC INC | COM | 2M | 3K | – |
TJX COS INC NEW | COM | 2M | 19K | – |
TRANE TECHNOLOGIES PLC | SHS | 2M | 5K | – |
UNITEDHEALTH GROUP INC | COM | 5M | 9K | – |
VANGUARD BD INDEX FDS | LONG TERM BOND | 546K | 8K | – |
VANGUARD BD INDEX FDS | SHORT TRM BOND | 2M | 21K | – |
VANGUARD INDEX FDS | GROWTH ETF | 220K | 589 | – |
VANGUARD INDEX FDS | TOTAL STK MKT | 2M | 9K | – |
VANGUARD MALVERN FDS | STRM INFPROIDX | 738K | 15K | – |
VANGUARD STAR FDS | VG TL INTL STK F | 445K | 7K | – |
VISA INC | COM CL A | 1M | 5K | – |
WASTE MGMT INC DEL | COM | 1M | 6K | – |
WISDOMTREE TR | ITL HDG QTLY DIV | 3M | 58K | – |
WISDOMTREE TR | US LARGECAP FUND | 361K | 6K | – |
XCEL ENERGY INC | COM | 277K | 5K | – |