R. SEEGER WEALTH MANAGEMENT, LTD
Adviser information for R. SEEGER WEALTH MANAGEMENT, LTD last updated from Form ADV on February 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 62 | $56.9M |
| Non-Discretionary | 0 | $0 |
| Total | 62 | $56.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 41 | $16.7M |
| HNW Individuals | 20 | $39.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $325,046 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 56.9M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| R. SEEGER WEALTH MANAGEMENT, LTD | R. SEEGER WEALTH MANAGEMENT, LTD |
Identifiers
| SEC RIA File Number | 801-121764 |
|---|---|
| SEC ERA File Number | 801-121764 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 152258 |
| Legal Entity Identifier | None |
Principal Office
138 S 1ST STREETSUITE 101
LINDENHURST
NY
United States
Monday - Friday, 9:30AM TO 4PM
Tel: 631-592-9729, Fax: 631-450-4169
Chief Compliance Officer
RICHARD SEEGER
PRESIDENT
7 BARBARA CIRCLE
MASSAPEQUA
NY
United States
Tel:
631-592-9729
R************@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SEEGER, RICHARD, THOMAS | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 10/2009 | > 75% |