LADDER CAPITAL ASSET MANAGEMENT LLC

Adviser information for LADDER CAPITAL ASSET MANAGEMENT LLC last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 57
Investment Advisory/Research 12
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2 $1.3B
Non-Discretionary 0 $0
Total 2 $1.3B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other <5 $1.3B
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services COLLATERAL MANAGER FOR COLLATERIZED LOAN OBLIGATIONS
Compensation % of AUMSERVICING, ASSUMPTION, LATE, WORKOUT AND LIQUIDATION FEES

Identifiers

SEC RIA File Number 801-121780
SEC ERA File Number 801-121780
SEC CIK Numbers None
SEC CRD Numbers 160383
Legal Entity Identifier None

Principal Office

320 PARK AVENUE
15TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 6:00 PM
Tel: 212-715-3170, Fax: 212-715-3199

Chief Compliance Officer

MICHELLE WALLACH
CHIEF COMPLIANCE OFFICER AND SENIOR REGULATORY COUNSEL
320 PARK AVENUE
15TH FLOOR
NEW YORK
NY
United States
Tel: 212-715-3193
Fax: 212-715-3199
(Full email address available in API data)

Regulatory Contact

KELLY PORCELLA
GENERAL COUNSEL AND CHIEF ADMINISTRATIVE OFFICER
2980 MCFARLANE ROAD
SUITE #2
MIAMI
FL
United States
Tel: 305-340-2779
(Full email address available in API data)

Industry Affiliates

LADDER CAPITAL FINANCE LLC Sponsor or syndicator of limited partnerships
LADDER CRE FINANCE REIT INC Sponsor or syndicator of limited partnerships
TUEBOR CAPTIVE INSURANCE COMPANY LLC Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HARRIS, BRIAN, RICHARD Individual CHIEF EXECUTIVE OFFICER AND MEMBER OF THE BOARD OF DIRECTORS 02/2011 < 5%
PERELMAN, ROBERT, MATTHEW Individual HEAD OF ASSET MANAGEMENT 02/2011 < 5%
LADDER MIDCO LLC (SERIES TRS) Domestic Entity SOLE MEMBER 12/2014 > 75%
LADDER CAPITAL FINANCE HOLDINGS LLLP (SERIES TRS) Domestic Entity LADDER MIDCO LLC (SERIES TRS) SOLE MEMBER 12/2014 > 75%
MCCORMACK, PAMELA, LYNN Individual PRESIDENT 06/2017 < 5%
WALLACH, MICHELLE, CAREN Individual CHIEF COMPLIANCE OFFICER AND SENIOR REGULATORY COUNSEL 07/2012 < 5%
LADDER CAPITAL CORP Domestic Entity LADDER CAPITAL FINANCE HOLDINGS LLLP (SERIES REIT) GENERAL PARTNER 12/2014 > 75%
PORCELLA, KELLY, AMANDA Individual GENERAL COUNSEL AND CHIEF ADMINISTRATIVE OFFICER 04/2019 < 5%
LC TRS I LLC Domestic Entity LADDER CAPITAL FINANCE HOLDINGS LLLP (SERIES TRS) GENERAL PARTNER 12/2014 > 75%
LADDER CAPITAL FINANCE HOLDINGS LLLP (SERIES REIT) Domestic Entity LC TRS I LLC SOLE MEMBER 12/2014 > 75%
MICELI, PAUL, A Individual CHIEF FINANCIAL OFFICER 03/2021 < 5%

No. Employees, Historic

703502021202220232024202556 on 6/17/202165 on 11/8/202165 on 11/16/202165 on 3/24/202265 on 5/2/202265 on 12/19/202260 on 3/6/202357 on 2/28/2024

RAUM, Historic

2B1B0202120222023202420250 on 6/17/2021607500000 on 11/8/2021607500000 on 11/16/20211330707386 on 3/24/20221330707386 on 5/2/20221330707386 on 12/19/20221339373438 on 3/6/20231341584581 on 2/28/2024