LADDER CAPITAL ASSET MANAGEMENT LLC
Adviser information for LADDER CAPITAL ASSET MANAGEMENT LLC last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 57 |
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Investment Advisory/Research | 12 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 2 | $1.3B |
Non-Discretionary | 0 | $0 |
Total | 2 | $1.3B |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | <5 | $1.3B |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | COLLATERAL MANAGER FOR COLLATERIZED LOAN OBLIGATIONS |
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Compensation | % of AUMSERVICING, ASSUMPTION, LATE, WORKOUT AND LIQUIDATION FEES |
Identifiers
SEC RIA File Number | 801-121780 |
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SEC ERA File Number | 801-121780 |
SEC CIK Numbers | None |
SEC CRD Numbers | 160383 |
Legal Entity Identifier | None |
Principal Office
320 PARK AVENUE15TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 6:00 PM
Tel: 212-715-3170, Fax: 212-715-3199
Chief Compliance Officer
MICHELLE WALLACH
CHIEF COMPLIANCE OFFICER AND SENIOR REGULATORY COUNSEL
320 PARK AVENUE
15TH FLOOR
NEW YORK
NY
United States
Tel:
212-715-3193
Fax:
212-715-3199
M***************@****************M
(Full email address available in API data)
Regulatory Contact
KELLY PORCELLA
GENERAL COUNSEL AND CHIEF ADMINISTRATIVE OFFICER
2980 MCFARLANE ROAD
SUITE #2
MIAMI
FL
United States
Tel:
305-340-2779
K*************@****************M
(Full email address available in API data)
Industry Affiliates
LADDER CAPITAL FINANCE LLC | Sponsor or syndicator of limited partnerships |
LADDER CRE FINANCE REIT INC | Sponsor or syndicator of limited partnerships |
TUEBOR CAPTIVE INSURANCE COMPANY LLC | Insurance company or agency |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
HARRIS, BRIAN, RICHARD | Individual | – | CHIEF EXECUTIVE OFFICER AND MEMBER OF THE BOARD OF DIRECTORS | 02/2011 | < 5% |
PERELMAN, ROBERT, MATTHEW | Individual | – | HEAD OF ASSET MANAGEMENT | 02/2011 | < 5% |
LADDER MIDCO LLC (SERIES TRS) | Domestic Entity | – | SOLE MEMBER | 12/2014 | > 75% |
LADDER CAPITAL FINANCE HOLDINGS LLLP (SERIES TRS) | Domestic Entity | LADDER MIDCO LLC (SERIES TRS) | SOLE MEMBER | 12/2014 | > 75% |
MCCORMACK, PAMELA, LYNN | Individual | – | PRESIDENT | 06/2017 | < 5% |
WALLACH, MICHELLE, CAREN | Individual | – | CHIEF COMPLIANCE OFFICER AND SENIOR REGULATORY COUNSEL | 07/2012 | < 5% |
LADDER CAPITAL CORP | Domestic Entity | LADDER CAPITAL FINANCE HOLDINGS LLLP (SERIES REIT) | GENERAL PARTNER | 12/2014 | > 75% |
PORCELLA, KELLY, AMANDA | Individual | – | GENERAL COUNSEL AND CHIEF ADMINISTRATIVE OFFICER | 04/2019 | < 5% |
LC TRS I LLC | Domestic Entity | LADDER CAPITAL FINANCE HOLDINGS LLLP (SERIES TRS) | GENERAL PARTNER | 12/2014 | > 75% |
LADDER CAPITAL FINANCE HOLDINGS LLLP (SERIES REIT) | Domestic Entity | LC TRS I LLC | SOLE MEMBER | 12/2014 | > 75% |
MICELI, PAUL, A | Individual | – | CHIEF FINANCIAL OFFICER | 03/2021 | < 5% |