RIK SAYLOR FINANCIAL, INC.
Adviser information for RIK SAYLOR FINANCIAL, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 748 | $143.2M |
| Non-Discretionary | 0 | $0 |
| Total | 748 | $143.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 237 | $46.4M |
| HNW Individuals | 100 | $93.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $28,614 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $3.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 112 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-121784 |
|---|---|
| SEC ERA File Number | 801-121784 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 165484 |
| Legal Entity Identifier | None |
Principal Office
1241 NILLES ROADFAIRFIELD
OH
United States
FRIDAY 9AM-4PM, M-TH 9AM - 5PM
Tel: (513) 829-8888, Fax: (513) 829-8863
Chief Compliance Officer
RIK SAYLOR
CCO
1241 NILLES ROAD
FAIRFIELD
OH
United States
Tel:
(513) 829-8888
Fax:
(513) 829-8863
R**@*********************M
(Full email address available in API data)
Regulatory Contact
ERIC HAMBERG
VICE PRESIDENT
1241 NILLES ROAD
FAIRFIELD
OH
United States
Tel:
(513) 829-8888
Fax:
(513) 829-8863
E***@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SAYLOR, RIK, JAMES HENRIK | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER | 09/1998 | > 75% |
| HAMBERG, ERIC, THOMAS | Individual | – | VICE PRESIDENT | 12/2021 | 10-25% |