GLASHOFER FINANCIAL ADVISORS
PAUL J. GLASHOFER ENTERPRISES, INC. Legal Name
Adviser information for GLASHOFER FINANCIAL ADVISORS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 113 | $193.2M |
| Non-Discretionary | 9 | $10.0M |
| Total | 122 | $203.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 82 | $38.5M |
| HNW Individuals | 33 | $155.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 2 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 6 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 1 | $8.8M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-121792 |
|---|---|
| SEC ERA File Number | 801-121792 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 146262 |
| Legal Entity Identifier | None |
Principal Office
11906 WHISTLER COURTPOTOMAC
MD
United States
Monday - Friday, BY APPT ONLY
Tel: 301-424-4432, Fax: 301-424-4435
Chief Compliance Officer
PAUL GLASHOFER
PRESIDENT, CCO
11906 WHISTLER COURT
POTOMAC
MD
United States
Tel:
301-424-4432
Fax:
301-424-4435
P***@*********************M
(Full email address available in API data)
Regulatory Contact
SANDY NORWITZ
MANAGING DIRECTOR
11906 WHISTLER COURT
POTOMAC
MD
United States
Tel:
301-424-4432
Fax:
301-424-4435
S****@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GLASHOFER, PAUL, JASON | Individual | – | PRESIDENT/CCO | 01/2008 | > 75% |