ADOLOS ASSET MANAGEMENT
Adviser information for ADOLOS ASSET MANAGEMENT last updated from Form ADV on February 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 133 | $155.0M |
| Non-Discretionary | 9 | $14.5M |
| Total | 142 | $169.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 8 | $2.3M |
| HNW Individuals | 20 | $127.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $23.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $16.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | Fixed fees |
Identifiers
| SEC RIA File Number | 801-121805 |
|---|---|
| SEC ERA File Number | 801-121805 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315505 |
| Legal Entity Identifier | None |
Principal Office
1346 UNDERPASS ROADADVANCE
NC
United States
Monday - Friday, 9AM-5PM
Tel: 3368171604, Fax: None
Websites
Chief Compliance Officer
MATTHEW BRINTON
CHIEF OPERATING OFFICER
1346 UNDERPASS ROAD
ADVANCE
NC
United States
Tel:
7044721214
Regulatory Contact
LISA LAFOND
660 NEWTOWN YARDLEY ROAD
NEWTOWN
PA
United States
I***@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FREEMAN, JOSEPH, ANDREW | Individual | – | CEO | 08/2021 | > 75% |
| BRINTON II, MATTHEW, LEWIS | Individual | – | CCO | 09/2021 | < 5% |