PARLIAMENT CAPITAL MANAGEMENT, LLC
Adviser information for PARLIAMENT CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Puerto Rico, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 266 | $251.5M |
| Non-Discretionary | 6 | $66.9M |
| Total | 272 | $318.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 24 | $318.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
1511 PONCE DE LEON AVE.CIUDADELA- TORRE 1000, SUITE 6A
SAN JUAN
PR
United States
Monday - Friday, 9:00 A.M.-6:00 P.M.
Tel: (787) 200-9004, Fax: None
Websites
Chief Compliance Officer
WILNERYS ALVAREZ RIVERA
IN HOUSE COUNSEL
1511 PONCE DE LEON AVE.
CIUDADELA- TORRE 1000 SUITE 6-A
SAN JUAN
PR
United States
Tel:
787-200-9004
W*@********************M
(Full email address available in API data)
Regulatory Contact
RODOLFO SANCHEZ COLBERG
MANAGING PARTNER
1511 PONCE DE LEON AVE.
CIUDADELA- TORRE 1000 SUITE 6-A
SAN JUAN
PR
United States
Tel:
787-200-9004
R*@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NOVA VITA INVESTMENTS, LLC - SERIES A | Private Equity Fund | $48.6M | $0.0M | 2 |
| NOVA VITA INVESTMENTS, LLC -SERIES B | Private Equity Fund | $0.7M | $0.0M | 2 |
| NOVA VITA INVESTMENTS, LLC- SERIES C | Private Equity Fund | $9.4M | $0.0M | 2 |
| PARLIAMENT CAPITAL SERIES I, LLC-SERIES A | Private Equity Fund | $9.1M | $0.0M | 3 |
| PARLIAMENT CAPITAL SERIES I, LLC-SERIES C | Private Equity Fund | $0.0M | $0.0M | 6 |
| PARLIAMENT CAPITAL SERIES I, LLC-SERIES D | Private Equity Fund | $4.1M | $0.0M | 7 |
| PARLIAMENT CAPITAL SERIES I, LLC-SERIES F | Private Equity Fund | $0.0M | $0.0M | 2 |
| PARLIAMENT CAPITAL SERIES I, LLC-SERIES G | Private Equity Fund | $17.8M | $0.0M | 2 |
| PARLIAMENT CAPITAL SERIES II, LLC- SERIES B | Private Equity Fund | $31.1M | $0.0M | 2 |
| PARLIAMENT CAPITAL SERIES II, LLC- SERIES C | Private Equity Fund | $1.0M | $0.0M | 13 |
| PARLIAMENT CAPITAL SERIES II, LLC- SERIES E | Private Equity Fund | $3.9M | $0.0M | 1 |
| PARLIAMENT CAPITAL SERIES II, LLC- SERIES F | Private Equity Fund | $0.7M | $0.0M | 1 |
| PARLIAMENT CAPITAL SERIES II, LLC- SERIES G | Private Equity Fund | $7.6M | $0.0M | 7 |
| PARLIAMENT CAPITAL SERIES II, LLC- SERIES H | Private Equity Fund | $10.7M | $0.0M | 1 |
| PARLIAMENT CAPITAL SERIES II, LLC- SERIES J | Private Equity Fund | $7.7M | $0.0M | 1 |
| PARLIAMENT CAPITAL SERIES II, LLC- SERIES K | Private Equity Fund | $13.5M | $0.0M | 4 |
| PARLIAMENT CAPITAL SERIES II, LLC- SERIES N | Private Equity Fund | $5.2M | $0.0M | 1 |
| PARLIAMENT CAPITAL SERIES II, LLC- SERIES O | Private Equity Fund | $2.5M | $0.0M | 1 |
| PARLIAMENT CAPITAL SERIES II, LLC- SERIES Q | Private Equity Fund | $3.9M | $0.0M | 10 |
| PARLIAMENT CAPITAL SERIES II, LLC- SERIES R | Private Equity Fund | $5.2M | $0.0M | 1 |
| PARLIAMENT CREDIT OPPORTUNITIES FUND, LLC | Private Equity Fund | $95.2M | $1.0M | 93 |
| PARLIAMENT HIGH YIELD FUND, LLC | Private Equity Fund | $19.6M | $0.3M | 87 |
| PARLIAMENT SBIC GROWTH FUND, LP | Private Equity Fund | $21.8M | $0.3M | 19 |
| SUNRISE CAPITAL, LLC-SERIES A | Private Equity Fund | $8.1M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Sanchez Colberg, Rodolfo, Manuel | Individual | – | MANAGING MEMBER | 01/2015 | 25-50% |
| CABRERA MARIN, LUIS MIGUEL | Individual | – | MANAGING MEMBER | 01/2015 | 25-50% |
| OTERO FREIRIA, JOSE RICARDO | Individual | – | MANAGING MEMBER | 06/2015 | 25-50% |
| ORTIZ CASTRO, MARIBEL, M. | Individual | – | DIRECTOR OF PORTFOLIO MANAGEMENT | 08/2017 | < 5% |
| ALVAREZ-RIVERA, WILNERYS | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2019 | < 5% |