Hedge Fund Database

FACTOR INVESTING GROUP

MELFA WEALTH MANAGEMENT, INC. Legal Name

Adviser information for FACTOR INVESTING GROUP last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Massachusetts, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 732 $228.0M
Non-Discretionary 0 $0
Total 732 $228.0M

Clients

Type Number RAUM
Individuals 398 $134.0M
HNW Individuals 55 $88.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $4.8M
Charitable organizations <5 $1.1M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-121821
SEC ERA File Number 801-121821
SEC CIK Numbers 1962465
SEC CRD Numbers 315131
Legal Entity Identifier None

Principal Office

8 LYMAN STREET
SUITE 204
WESTBOROUGH
MA
United States
Monday - Friday, 8:30AM TO 5:00PM
Tel: (508) 366-6040, Fax: (508) 870-5582

Websites

www.linkedin.com/company/melfa-wealth-management/ factorig.com

Chief Compliance Officer

VICTOR J. MELFA, JR.
PRESIDENT
8 LYMAN STREET
SUITE 204
WESTBOROUGH
MA
United States
Tel: (508) 366-6040
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MELFA, VICTOR, JOSEPH Individual – PRESIDENT, TREASURER AND DIRECTOR / CHIEF COMPLIANCE OFFICER 06/2021 50-75%
MELFA, VICTOR, JOSEPH Individual – SECRETARY AND LEAD PORTFOLIO MANAGER 06/2021 < 5%
MELFA, KAREN, CHRISTINE Individual – OWNER 06/2021 25-50%

No. Employees, Historic

1050202120222023202420255 on 6/22/20215 on 7/14/20215 on 10/14/20215 on 10/15/20215 on 10/15/20215 on 11/1/20215 on 11/29/20215 on 11/29/20215 on 12/18/20215 on 3/20/20225 on 3/21/20225 on 3/22/20225 on 8/25/20226 on 2/23/20236 on 4/25/20236 on 6/29/20236 on 8/15/20236 on 9/13/20236 on 10/27/20235 on 2/12/20245 on 2/29/20245 on 3/7/2024

RAUM, Historic

300M150M0202120222023202420250 on 6/22/20210 on 7/14/20210 on 10/14/20210 on 10/15/20210 on 10/15/20210 on 11/1/20210 on 11/29/20210 on 11/29/2021150543445 on 12/18/2021230801739 on 3/20/2022230801739 on 3/21/2022230801739 on 3/22/2022230801739 on 8/25/2022213733657 on 2/23/2023213733657 on 4/25/2023213733657 on 6/29/2023213733657 on 8/15/2023213733657 on 9/13/2023213733657 on 10/27/2023228000000 on 2/12/2024228000000 on 2/29/2024228000000 on 3/7/2024

No. Clients, Historic

5002500202120222023202420250 on 6/22/20210 on 7/14/20210 on 10/14/20210 on 10/15/20210 on 10/15/20210 on 11/1/20210 on 11/29/20210 on 11/29/2021197 on 12/18/2021398 on 3/20/2022398 on 3/21/2022398 on 3/22/2022398 on 8/25/2022438 on 2/23/2023438 on 4/25/2023438 on 6/29/2023438 on 8/15/2023438 on 9/13/2023438 on 10/27/2023453 on 2/12/2024453 on 2/29/2024453 on 3/7/2024

Holdings

From latest 13F, filed July 15th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 476K 3K –
ALPHABET INC CAP STK CL C 304K 2K –
META PLATFORMS INC CL A 2M 5K –
AT&T INC COM 196K 10K –
ABBVIE INC COM 221K 1K –
ABRDN ASIA PACIFIC INCOME FU COM 142K 53K –
ABRDN INCOME CREDIT STRATEGI COM 254K 37K –
ADVENT CONV & INCOME FD COM 135K 11K –
ALLIANCEBERNSTEIN NATL MUN I COM 525K 47K –
AMAZON COM INC COM 276K 1K –
APOLLO SR FLOATING RATE FD I COM 180K 12K –
APPLE INC COM 5M 24K –
BNY MELLON STRATEGIC MUNS IN COM 351K 57K –
BNY MELLON MUN INCOME INC COM 367K 51K –
BLACKROCK FLOATING RATE INC COM 1M 97K –
BLACKROCK INVT QUALITY MUN T COM 237K 20K –
BLACKROCK MUNI INCOME TR II COM 993K 92K –
BLACKROCK CR ALLOCATION INCO COM 142K 13K –
BLACKROCK LONG-TERM MUN ADVA COM 446K 44K –
BLACKROCK MUNIHOLDINGS FD IN COM 2M 188K –
BLACKROCK MUNIVEST FD INC COM 1M 176K –
BLACKROCK MUNIVEST FD II INC COM 517K 47K –
BLACKROCK MUNICIPAL INCOME COM 1M 112K –
BLACKROCK MUNIHOLDINGS QUALI COM 183K 18K –
BLACKROCK MUNIYIELD QUALITY COM 3M 236K –
BLACKROCK MUNIYILD QULT FD I COM 2M 196K –
BLACKROCK MUNIYIELD QUALITY COM 169K 16K –
BLACKROCK MUNIASSETS FD INC COM 994K 86K –
BLACKROCK MUNIHLDNGS CALI QL COM 882K 79K –
BLACKROCK MUNIYIELD MICH QU COM 565K 49K –
BLACKROCK MUNIHLDGS NJ QLTY COM 554K 49K –
BLACKROCK MUNIHLDGS NY QLTY COM 125K 12K –
BLACKROCK ENHANCED GOVT FD I COM 166K 18K –
BLACKROCK CORPOR HI YLD FD I COM 829K 86K –
BLACKROCK FLOATING RATE INCO COM 725K 56K –
BNY MELLON STRATEGIC MUN BD COM 130K 22K –
BROADCOM INC COM 506K 315 –
COMMUNITY FINANCIAL SYSTEM I COM 228K 5K –
CREDIT SUISSE ASSET MGMT INC COM 128K 43K –
DTF TAX-FREE INCOME 2028 TER COM 157K 14K –
DWS MUN INCOME TR NEW COM 2M 161K –
DWS STRATEGIC MUN INCOME TR COM 332K 34K –
DOUBLELINE OPPORTUNISTIC CR COM 240K 16K –
EATON VANCE FLTING RATE INC COM 411K 31K –
EATON VANCE MUN BD FD COM 2M 166K –
EATON VANCE NEW YORK MUN BD COM 608K 62K –
EATON VANCE CALIF MUN BD FD COM 404K 42K –
EATON VANCE LTD DURATION INC COM 947K 97K –
EATON VANCE SHORT DURATION D COM 284K 26K –
EVERSOURCE ENERGY COM 223K 4K –
EXXON MOBIL CORP COM 2M 15K –
FIFTH THIRD BANCORP COM 1M 31K –
GE VERNOVA INC COM 474K 3K –
HANCOCK JOHN INCOME SECS TR COM 172K 16K –
INTERNATIONAL BUSINESS MACHS COM 246K 1K –
INVESCO HIGH INCOME TR II COM 825K 78K –
INVESCO SR INCOME TR COM 256K 59K –
INVESCO MUNICIPAL TRUST COM 314K 32K –
INVESCO TR INVT GRADE MUNS COM 384K 37K –
INVESCO MUN OPPORTUNITY TR COM 437K 43K –
INVESCO BD FD COM 433K 27K –
INVESCO MUNI INCOME OPP TRST COM 481K 76K –
INVESCO QUALITY MUN INCOME T COM 152K 15K –
JPMORGAN CHASE & CO. COM 520K 3K –
MICROSOFT CORP COM 974K 2K –
NETFLIX INC COM 224K 332 –
NEUBERGER BERMAN MUN FD INC COM 2M 224K –
NEUBERGER BERMAN HIGH YIELD COM 721K 92K –
NUVEEN MASSACHUSETS QLT MUN COM 558K 50K –
NUVEEN N Y MUN VALUE FD COM 248K 30K –
NUVEEN AMT FREE QLTY MUN INC COM 218K 19K –
NUVEEN MUN CR OPPORTUNITIES COM 451K 41K –
NVIDIA CORPORATION COM 2M 13K –
NUVEEN QUALITY MUNCP INCOME COM 403K 34K –
NUVEEN CA QUALTY MUN INCOME COM 543K 47K –
NUVEEN MUN HIGH INCOME OPPOR COM 241K 22K –
NUVEEN AMT-FREE MUN VALUE FD COM 485K 35K –
NUVEEN AMT FREE MUN CR INC F COM 2M 176K –
NUVEEN FLOATING RATE INCOME COM 1M 126K –
NUVEEN MORTGAGE AND INCOME F COM 286K 16K –
NUVEEN PFD & INCOME OPPORTUN COM 780K 104K –
NUVEEN REAL ASSET INCOME & G COM 147K 12K –
NUVEEN MUN VALUE FD INC COM 352K 41K –
NUVEEN PENNSYLVANIA QLT MUN COM 136K 11K –
OFS CREDIT COMPANY INC COM 74K 10K –
ORACLE CORP COM 200K 1K –
PGIM GLOBAL HIGH YIELD FD FO COM 473K 40K –
PIMCO CALIF MUN INCOME FD II COM 71K 12K –
PIMCO CALIF MUN INCOME FD COM 1M 149K –
PIMCO MUN INCOME FD COM 189K 21K –
PIMCO NEW YORK MUN INCOME FD COM 477K 61K –
PIMCO MUN INCOME FD II COM 149K 18K –
PIMCO NEW YORK MUN FD II COM 451K 61K –
PIMCO MUN INCOME FD III COM 344K 44K –
PIMCO CALIF MUN INCOME FD II COM 76K 11K –
PIMCO NEW YORK MUN INCOME FD COM 205K 35K –
PIONEER HIGH INCOME FUND INC COM 97K 13K –
PIONEER FLOATING RATE FUND I COM 303K 31K –
PIONEER MUNICIPAL HIGH INCOM COM 451K 55K –
PUTNAM MANAGED MUN INCOME TR COM 596K 96K –
RIVERNORTH MANAGED DUR MUN I COM 166K 11K –
VIRTUS STONE HBR EMRG MKTS I COM 114K 22K –
VIRTUS CONVERTIBLE & INCOME COM 110K 34K –
WESTERN ASSET HIGH INCOM FD COM 186K 43K –
WESTERN ASSET HIGH INCOME OP COM 301K 79K –
WESTERN ASSET MANAGED MUNS F COM 1M 109K –
WESTERN ASSET MUN HIGH INCOM COM 429K 63K –
WESTERN ASSET INTER MUNI FD COM 179K 23K –
VISA INC COM CL A 247K 940 –
BLACKROCK INCOME TR INC COM NEW 4M 369K –
BLACKROCK DEBT STRATEGIES FD COM NEW 536K 49K –
CITIGROUP INC COM NEW 1M 16K –
GE AEROSPACE COM NEW 2M 12K –
SABA CAPITAL INCOME & OPPORT COM NEW 188K 24K –
HANCOCK JOHN PREM DIVID FD COM SH BEN INT 190K 16K –
NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 139K 11K –
WESTERN ASST INFLTN LKD INM COM SH BEN INT 99K 12K –
BNY MELLON MUN BD INFRASTRUC COM SHS 201K 19K –
CALAMOS CONV & HIGH INCOME F COM SHS 199K 18K –
EATON VANCE NATL MUN OPPORT COM SHS 2M 92K –
NUVEEN DYNAMIC MUN OPPORTUNI COM SHS 152K 14K –
BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 240K 12K –
BLACKSTONE STRATEGIC CRED 20 COM SHS BEN IN 133K 11K –
NUVEEN CALIFORNIA MUNI VLU F COM STK 718K 83K –
GE HEALTHCARE TECHNOLOGIES I COMMON STOCK 330K 4K –
PIONEER MUN HIGH INCOME OPPO COMMON STOCK 196K 17K –
ISHARES TR CORE MSCI EAFE 248K 3K –
ISHARES INC CORE MSCI EMKT 344K 6K –
ISHARES TR CORE S&P MCP ETF 497K 8K –
ISHARES TR CORE S&P SCP ETF 459K 4K –
ISHARES TR CORE S&P500 ETF 3M 5K –
ISHARES TR CORE US AGGBD ET 454K 5K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 772K 4K –
ISHARES TR DOW JONES US ETF 301K 2K –
WISDOMTREE TR FLOATNG RAT TREA 209K 4K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 351K 8K –
VANGUARD INDEX FDS GROWTH ETF 288K 770 –
FIDELITY COVINGTON TRUST HIGH DIVID ETF 804K 17K –
HIGHLAND OPPORTUNITIES HIGHLAND INCOME 199K 32K –
ISHARES TR IBOXX INV CP ETF 635K 6K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 581K 16K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 1M 45K –
ISHARES TR MSCI EAFE ETF 253K 3K –
ISHARES TR PFD AND INCM SEC 644K 20K –
VANGUARD INDEX FDS REAL ESTATE ETF 230K 3K –
ISHARES TR RUS 1000 ETF 238K 800 –
ISHARES TR RUS 1000 GRW ETF 228K 625 –
ISHARES TR RUS 1000 VAL ETF 581K 3K –
ISHARES TR S&P 500 GRWT ETF 372K 4K –
SPDR SER TR S&P BIOTECH 616K 7K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 1M 31K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 422K 3K –
ISHARES TR SELECT DIVID ETF 254K 2K –
BLACKROCK CALIF MUN INCOME T SH BEN INT 908K 76K –
BLACKROCK MUN INCOME TR SH BEN INT 1M 108K –
BNY MELLON HIGH YIELD STRATE SH BEN INT 294K 122K –
CALAMOS CONV OPPORTUNITIES & SH BEN INT 163K 14K –
CREDIT SUISSE HIGH YIELD BD SH BEN INT 51K 25K –
ABRDN NATL MUN INCOME FD SH BEN INT 322K 30K –
EATON VANCE CALIF MUN INCOM SH BEN INT 225K 21K –
EATON VANCE SR INCOME TR SH BEN INT 126K 20K –
EATON VANCE MUNI INCOME TRUS SH BEN INT 4M 419K –
INVESCO ADVANTAGE MUN INCOME SH BEN INT 758K 85K –
MFS MUN INCOME TR SH BEN INT 630K 115K –
MFS INTER INCOME TR SH BEN INT 91K 34K –
MFS GOVT MKTS INCOME TR SH BEN INT 54K 17K –
MFS INVT GRADE MUN TR SH BEN INT 619K 78K –
MFS HIGH INCOME MUN TR SH BEN INT 493K 133K –
MFS HIGH YIELD MUN TR SH BEN INT 424K 124K –
NUVEEN SELECT TAX-FREE INCOM SH BEN INT 1M 101K –
PUTNAM MASTER INTER INCOME T SH BEN INT 239K 74K –
PUTNAM MUN OPPORTUNITIES TR SH BEN INT 5M 482K –
BLACKROCK TAX MUNICPAL BD TR SHS 246K 15K –
EATON VANCE MUN INCOME 2028 SHS 337K 18K –
PIMCO DYNAMIC INCOME FD SHS 322K 17K –
BLACKROCK CORE BD TR SHS BEN INT 965K 91K –
BROOKFIELD REAL ASSETS INCOM SHS BEN INT 196K 15K –
HIGH INCOME SECS FD SHS BEN INT 221K 32K –
CARLYLE CREDIT INCOME FUND SHS BEN INT 186K 23K –
WESTERN ASSET PREMIER BD FD SHS BEN INT 181K 17K –
VANGUARD INDEX FDS SM CP VAL ETF 331K 2K –
ISHARES TR TIPS BD ETF 220K 2K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 286K 4K –
VANGUARD INDEX FDS TOTAL STK MKT 907K 3K –
SPDR S&P 500 ETF TR TR UNIT 2M 4K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 321K 3K –
DIMENSIONAL ETF TRUST US CORE EQT MKT 3M 76K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 11M 329K –
DIMENSIONAL ETF TRUST US LARGE CAP VAL 428K 15K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 3M 67K –
VANGUARD WELLINGTON FD US MOMENTUM 247K 2K –
VANGUARD WELLINGTON FD US QUALITY 229K 2K –
DIMENSIONAL ETF TRUST US REAL ESTATE E 398K 18K –
DIMENSIONAL ETF TRUST US SMALL CAP VAL 2M 76K –
DIMENSIONAL ETF TRUST US TARGETED VLU 1M 26K –
VANGUARD WELLINGTON FD US VALUE FACTR 256K 2K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 292K 6K –
VANGUARD STAR FDS VG TL INTL STK F 724K 12K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 2M 72K –