ATTENTIVE INVESTMENTS, LLC
Adviser information for ATTENTIVE INVESTMENTS, LLC last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,061 | $153.9M |
| Non-Discretionary | 5 | $4.3M |
| Total | 1,066 | $158.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 402 | $105.2M |
| HNW Individuals | 20 | $49.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $3.9M |
| Charitable organizations | <5 | $232,613 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-121822 |
|---|---|
| SEC ERA File Number | 801-121822 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315478 |
| Legal Entity Identifier | None |
Principal Office
5345 N EL DORADO ST.SUITE 5
STOCKTON
CA
United States
MON - THURS, FRI, 8:00 A.M. - 4:00 P.M., 8:00 A.M. - 1:00 P.M.
Tel: 209-636-4931, Fax: (209) 370-9095
Chief Compliance Officer
ATHENA STONE
PRESIDENT, INVESTMENT ADVISOR
5345 N. EL DORADO ST
SUITE 5
STOCKTON
CA
United States
Tel:
(209) 636-4931
Fax:
(209) 370-9095
A*****@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STONE, ATHENA, KAULANA | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 06/2021 | > 75% |