Hedge Fund Database

BADGLEY PHELPS WEALTH MANAGERS

BADGLEY PHELPS WEALTH MANAGERS, LLC Legal Name

Adviser information for BADGLEY PHELPS WEALTH MANAGERS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 37
Investment Advisory/Research 22
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 24
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 3

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,507 $4.8B
Non-Discretionary 141 $355.5M
Total 2,648 $5.1B

Clients

Type Number RAUM
Individuals 271 $140.5M
HNW Individuals 726 $4.8B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 2 $9.8M
Charitable organizations 25 $91.5M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 13 $86.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 35
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsCREDIT AND CASH MANAGEMENT SOLUTIONS. INSURANCE SOLUTIONS
Compensation % of AUMHourly chargesFixed fees
Other Business Activities CREDIT, CASH MANAGEMENT, AND INSURANCE SOLUTIONS

Identifiers

SEC RIA File Number 801-121830
SEC ERA File Number 801-121830
SEC CIK Numbers 1895362
SEC CRD Numbers 315440
Legal Entity Identifier None

Principal Office

1420 FIFTH AVENUE
SUITE 3300
SEATTLE
WA
United States
Monday - Friday, 8:00 AM - 4:30 PM
Tel: 206-623-6172, Fax: 206-623-2042

Websites

www.linkedin.com/company/2064318 facebook.com/pg/badgleyphelps/posts focusfinancialpartners.com linkedin.com/company/badgley-phelps-investment-managers www.badgley.com twitter.com/focusfinancial online.badgley.com

Chief Compliance Officer

DAVID SPRATT
DIRECTOR OF BUSINESS ADMINISTRATION AND COMPLIANCE
1420 FIFTH AVENUE
SUITE 3300
SEATTLE
WA
United States
Tel: 206-623-6172
Fax: 206-623-2042
(Full email address available in API data)

Regulatory Contact

J. KEVIN CALLAGHAN
WEALTH MANAGER
1420 FIFTH AVENUE
SUITE 3300
SEATTLE
WA
United States
Tel: 206-623-6172
Fax: 206-623-2042
(Full email address available in API data)

Industry Affiliates

FOCUS RISK SOLUTIONS Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FOCUS OPERATING, LLC Domestic Entity – MEMBER (MANAGER) 06/2021 > 75%
PHELPS, STEVEN, CLEMMER Individual – CHIEF INVESTMENT OFFICER AND WEALTH MANAGER 06/2021 < 5%
CALLAGHAN, JAMES, KEVIN Individual – CHAIRMAN 06/2021 < 5%
PEPIN, CURTIS, LEE Individual – DIRECTOR OF MARKETING 06/2021 < 5%
FOCUS FINANCIAL PARTNERS, LLC Domestic Entity FOCUS OPERATING, LLC MEMBER 01/2007 > 75%
FOCUS FINANCIAL PARTNERS INC. Domestic Entity FOCUS FINANCIAL PARTNERS, LLC MEMBER 07/2018 > 75%
PARISIO ROY, JULIE, LOUISE Individual – CHIEF EXECUTIVE OFFICER AND WEALTH MANAGER 06/2021 < 5%
SPRANGER, CALVIN, MANDEL Individual – FIXED INCOME MANAGER AND WEALTH MANAGER 06/2021 < 5%
THOMAS, TIMOTHY, JOHN Individual – DIRECTOR OF RESEARCH AND WEALTH MANAGER 06/2021 < 5%
RODGERS, PATRICK, DAVID Individual – WEALTH MANAGER 01/2022 < 5%
WILEY, MEGAN, ELIZABETH Individual – FINANCIAL PLANNER 01/2022 < 5%
WHAM, KATHERINE, DEWERT Individual – WEALTH MANAGER 01/2023 < 5%
FERDINAND FFP ACQUISITION, LLC Domestic Entity FOCUS FINANCIAL PARTNERS INC. SHAREHOLDER, CLASS A COMMON STOCK 08/2023 > 75%
FERDINAND FFP ULTIMATE HOLDINGS, LP Domestic Entity FOCUS FINANCIAL PARTNERS INC. SHAREHOLDER, CLASS B COMMON STOCK 08/2023 > 75%
FERDINAND FFP INTERMEDIATE HOLDINGS, LLC Domestic Entity FERDINAND FFP ACQUISITION, LLC MEMBER 08/2023 > 75%
FERDINAND FFP PARENT, INC. Domestic Entity FERDINAND FFP INTERMEDIATE HOLDINGS, LLC MEMBER 08/2023 > 75%
FERDINAND FFP ULTIMATE HOLDINGS, LP Domestic Entity FERDINAND FFP PARENT, INC. SHAREHOLDER 08/2023 > 75%
CD&R FERDINAND HOLDINGS, L.P. Domestic Entity FERDINAND FFP ULTIMATE HOLDINGS, LP PARTNER 08/2023 50-75%
CD&R FERDINAND CO-INVESTOR, L.P. Foreign Entity CD&R FERDINAND HOLDINGS, L.P. PARTNER 08/2023 25-50%
CLAYTON DUBILIER & RICE FUND XII, L.P. Foreign Entity CD&R FERDINAND HOLDINGS, L.P. PARTNER 08/2023 50-75%
SPRATT, DAVID, STEVEN Individual – CHIEF COMPLIANCE OFFICER AND DIRECTOR OF BUSINESS ADMINSTRATION 12/2023 < 5%

No. Employees, Historic

402002021202220232024202522 on 6/22/202122 on 8/2/202122 on 9/2/202122 on 9/28/202124 on 3/31/202224 on 8/9/202224 on 11/15/202224 on 12/9/202224 on 3/8/202323 on 3/30/202323 on 9/21/202323 on 9/21/202323 on 9/25/202323 on 11/1/202323 on 11/30/202323 on 1/30/202437 on 3/28/2024

RAUM, Historic

6B3B0202120222023202420250 on 6/22/20210 on 8/2/20214372707212 on 9/2/20214372707212 on 9/28/20214769433917 on 3/31/20224769433917 on 8/9/20224769433917 on 11/15/20224769433917 on 12/9/20224769433917 on 3/8/20234206191970 on 3/30/20234206191970 on 9/21/20234206191970 on 9/21/20234206191970 on 9/25/20234206191970 on 11/1/20234206191970 on 11/30/20234206191970 on 1/30/20245126260432 on 3/28/2024

No. Clients, Historic

2,0001,0000202120222023202420250 on 6/22/20210 on 8/2/2021828 on 9/2/2021828 on 9/28/2021902 on 3/31/2022902 on 8/9/2022902 on 11/15/2022902 on 12/9/2022902 on 3/8/2023963 on 3/30/2023963 on 9/21/2023963 on 9/21/2023963 on 9/25/2023963 on 11/1/2023963 on 11/30/2023963 on 1/30/20241037 on 3/28/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AFLAC INC COM 343K 4K –
ABBOTT LABS COM 2M 17K –
ADVANCED MICRO DEVICES INC COM 8M 46K –
AIR PRODS & CHEMS INC COM 304K 1K –
AMAZON COM INC COM 119M 614K –
AMERICAN EXPRESS CO COM 2M 10K –
AMGEN INC COM 14M 46K –
APPLE INC COM 171M 812K –
APPLIED MATLS INC COM 20M 83K –
AUTOMATIC DATA PROCESSING IN COM 2M 8K –
AUTOZONE INC COM 302K 102 –
BALL CORP COM 1M 17K –
BANK AMERICA CORP COM 29M 729K –
BECTON DICKINSON & CO COM 313K 1K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 62M 154K –
BOEING CO COM 3M 14K –
BOSTON SCIENTIFIC CORP COM 6M 76K –
BRISTOL-MYERS SQUIBB CO COM 991K 24K –
CVS HEALTH CORP COM 1M 18K –
CATERPILLAR INC COM 22M 66K –
CHEVRON CORP NEW COM 30M 189K –
CHIPOTLE MEXICAN GRILL INC COM 14M 216K –
CINTAS CORP COM 1M 2K –
CLOROX CO DEL COM 276K 2K –
COCA COLA CO COM 20M 311K –
COGNIZANT TECHNOLOGY SOLUTIO CL A 14M 206K –
COLGATE PALMOLIVE CO COM 2M 23K –
COLUMBIA SPORTSWEAR CO COM 63M 802K –
COPART INC COM 3M 58K –
CROWN HLDGS INC COM 8M 106K –
DANAHER CORPORATION COM 24M 96K –
DECKERS OUTDOOR CORP COM 295K 305 –
DEERE & CO COM 2M 6K –
DISNEY WALT CO COM 14M 141K –
DOLLAR GEN CORP NEW COM 914K 7K –
ECOLAB INC COM 15M 63K –
EMERSON ELEC CO COM 839K 8K –
F5 INC COM 488K 3K –
FIDELITY COVINGTON TRUST MSCI COMMNTN SVC 305K 6K –
GE AEROSPACE COM NEW 4M 27K –
GENERAL MLS INC COM 397K 6K –
GILEAD SCIENCES INC COM 8M 124K –
HOME DEPOT INC COM 27M 77K –
HONEYWELL INTL INC COM 21M 97K –
HUMANA INC COM 795K 2K –
INTEL CORP COM 1M 43K –
INTERNATIONAL BUSINESS MACHS COM 366K 2K –
ISHARES TR CORE S&P TTL STK 3M 24K –
ISHARES TR TIPS BD ETF 411K 4K –
ISHARES TR CORE S&P500 ETF 6M 11K –
ISHARES TR CORE US AGGBD ET 996K 10K –
ISHARES TR GLOBAL TECH ETF 282K 3K –
ISHARES TR MSCI EAFE ETF 178M 2M –
ISHARES TR RUS MDCP VAL ETF 19M 156K –
ISHARES TR RUS MD CP GR ETF 25M 225K –
ISHARES TR RUS MID CAP ETF 49M 609K –
ISHARES TR CORE S&P MCP ETF 92M 2M –
ISHARES TR RUS 1000 VAL ETF 39M 221K –
ISHARES TR RUS 1000 GRW ETF 38M 103K –
ISHARES TR RUS 1000 ETF 17M 56K –
ISHARES TR RUS 2000 VAL ETF 54M 352K –
ISHARES TR RUS 2000 GRW ETF 53M 201K –
ISHARES TR RUSSELL 2000 ETF 6M 31K –
ISHARES TR RUSSELL 3000 ETF 2M 5K –
ISHARES TR US HLTHCARE ETF 308K 5K –
ISHARES TR CORE S&P SCP ETF 3M 30K –
ISHARES TR DOW JONES US ETF 597K 5K –
ISHARES TR MSCI ACWI EX US 3M 49K –
ISHARES TR NATIONAL MUN ETF 301K 3K –
ISHARES TR INTRM GOV CR ETF 8M 77K –
JOHNSON & JOHNSON COM 17M 117K –
KIMBERLY-CLARK CORP COM 2M 13K –
L3HARRIS TECHNOLOGIES INC COM 9M 42K –
LAM RESEARCH CORP COM 36M 34K –
LAUDER ESTEE COS INC CL A 695K 7K –
LENNAR CORP CL A 7M 46K –
ELI LILLY & CO COM 84M 93K –
LOCKHEED MARTIN CORP COM 370K 793 –
LOWES COS INC COM 3M 15K –
MANHATTAN ASSOCIATES INC COM 6M 25K –
MARSH & MCLENNAN COS INC COM 30M 141K –
MARRIOTT INTL INC NEW CL A 351K 1K –
MARVELL TECHNOLOGY INC COM 9M 132K –
MCDONALDS CORP COM 21M 81K –
MICROSOFT CORP COM 283M 633K –
MICRON TECHNOLOGY INC COM 255K 2K –
MONDELEZ INTL INC CL A 21M 318K –
MORGAN STANLEY COM NEW 27M 283K –
NIKE INC CL B 4M 56K –
NORDSTROM INC COM 203K 10K –
NOVO-NORDISK A S ADR 607K 4K –
OCCIDENTAL PETE CORP COM 672K 11K –
OMEROS CORP COM 319K 79K –
PACCAR INC COM 17M 161K –
PALO ALTO NETWORKS INC COM 33M 96K –
PARKER-HANNIFIN CORP COM 15M 29K –
PAYCHEX INC COM 1M 12K –
PEPSICO INC COM 20M 123K –
PFIZER INC COM 11M 384K –
PHILIP MORRIS INTL INC COM 1M 11K –
PROCTER AND GAMBLE CO COM 34M 206K –
QUALCOMM INC COM 3M 13K –
RPM INTL INC COM 740K 7K –
RIVERVIEW BANCORP INC COM 97K 24K –
SHELL PLC SPON ADS 230K 3K –
SCHLUMBERGER LTD COM STK 606K 12K –
SCHWAB CHARLES CORP COM 525K 7K –
SCHWAB CHARLES FAMILY FD AMT TAX FREE MNY 2M 2M –
SCHWAB STRATEGIC TR US BRD MKT ETF 211K 3K –
SCHWAB STRATEGIC TR US LRG CAP ETF 2M 24K –
SCHWAB STRATEGIC TR US LCAP GR ETF 782K 8K –
SCHWAB STRATEGIC TR US SML CAP ETF 1M 28K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 3M 99K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 503K 6K –
SCHWAB STRATEGIC TR INTL EQTY ETF 708K 18K –
SCHWAB STRATEGIC TR US AGGREGATE B 456K 10K –
SCHWAB STRATEGIC TR SHT TM US TRES 263K 5K –
SHERWIN WILLIAMS CO COM 14M 47K –
STARBUCKS CORP COM 5M 62K –
STRYKER CORPORATION COM 16M 47K –
SYNOPSYS INC COM 16M 27K –
SYSCO CORP COM 12M 163K –
TJX COS INC NEW COM 413K 4K –
T-MOBILE US INC COM 2M 13K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 236K 1K –
THERMO FISHER SCIENTIFIC INC COM 24M 44K –
US BANCORP DEL COM NEW 725K 18K –
UNION PAC CORP COM 21M 95K –
UNITED PARCEL SERVICE INC CL B 19M 136K –
UNITED RENTALS INC COM 10M 16K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 450K 2K –
VANGUARD STAR FDS VG TL INTL STK F 11M 190K –
VANGUARD BD INDEX FDS INTERMED TERM 38M 511K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 93M 2M –
VANGUARD WHITEHALL FDS HIGH DIV YLD 1M 9K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 11M 183K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 92M 2M –
VANGUARD INDEX FDS S&P 500 ETF SHS 2M 5K –
VANGUARD INDEX FDS REAL ESTATE ETF 323K 4K –
VANGUARD INDEX FDS MID CAP ETF 3M 12K –
VANGUARD INDEX FDS LARGE CAP ETF 40M 158K –
VANGUARD INDEX FDS EXTEND MKT ETF 301K 2K –
VANGUARD INDEX FDS GROWTH ETF 983K 3K –
VANGUARD INDEX FDS VALUE ETF 1M 9K –
VANGUARD INDEX FDS SMALL CP ETF 115M 524K –
VANGUARD INDEX FDS TOTAL STK MKT 11M 42K –
WABTEC COM 785K 5K –
WALMART INC COM 26M 385K –
WAFD INC COM 312K 11K –
WEYERHAEUSER CO MTN BE COM NEW 457K 16K –
RTX CORPORATION COM 1M 15K –
INVESCO QQQ TR UNIT SER 1 3M 5K –
ABBVIE INC COM 3M 15K –
ADOBE INC COM 35M 62K –
ALPHABET INC CAP STK CL C 53M 288K –
ALPHABET INC CAP STK CL A 54M 295K –
ALTRIA GROUP INC COM 750K 16K –
AMERICAN TOWER CORP NEW COM 14M 72K –
BANNER CORP COM NEW 232K 5K –
BARCLAYS BANK PLC DJUBS CMDT ETN36 14M 449K –
BEAZER HOMES USA INC COM NEW 1M 53K –
BLACKROCK INC COM 713K 906 –
BOOKING HOLDINGS INC COM 26M 7K –
BROADCOM INC COM 2M 963 –
CISCO SYS INC COM 23M 490K –
COMCAST CORP NEW CL A 285K 7K –
CONSTELLATION BRANDS INC CL A 2M 6K –
COSTCO WHSL CORP NEW COM 83M 98K –
COSTAR GROUP INC COM 14M 183K –
DIMENSIONAL ETF TRUST US EQUITY ETF 403K 7K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 463K 12K –
EOG RES INC COM 21M 170K –
EATON VANCE TAX-MANAGED GLOB COM 92K 11K –
EPAM SYS INC COM 831K 4K –
EQUINIX INC COM 17M 23K –
EXXON MOBIL CORP COM 2M 16K –
META PLATFORMS INC CL A 53M 106K –
GENERAL MTRS CO COM 605K 13K –
GLOBAL PMTS INC COM 9M 96K –
GLOBAL X FDS GLBL X MLP ETF 415K 9K –
GOLDMAN SACHS GROUP INC COM 232K 513 –
HERITAGE FINL CORP WASH COM 275K 15K –
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 216K 6K –
IRON MTN INC DEL COM 672K 7K –
ISHARES TR MSCI USA MIN VOL 202K 2K –
ISHARES TR CORE MSCI EAFE 216K 3K –
ISHARES TR CORE MSCI EURO 529K 9K –
ISHARES TR TRS FLT RT BD 425K 8K –
JPMORGAN CHASE & CO. COM 60M 297K –
J P MORGAN EXCHANGE TRADED F BETABUILDERS DEV 12M 245K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 24M 425K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 39M 770K –
JACOBS SOLUTIONS INC COM 12M 86K –
KKR & CO INC COM 17M 161K –
MASTERCARD INCORPORATED CL A 761K 2K –
MCKESSON CORP COM 16M 28K –
MERCK & CO INC COM 23M 187K –
NAUTILUS BIOTECHNOLOGY INC COM 70K 30K –
NERDWALLET INC COM CL A 1M 76K –
NETFLIX INC COM 623K 923 –
NEXTERA ENERGY INC COM 25M 352K –
NISOURCE INC COM 15M 512K –
NVIDIA CORPORATION COM 164M 1M –
OREILLY AUTOMOTIVE INC COM 15M 14K –
ORACLE CORP COM 25M 175K –
PAYPAL HLDGS INC COM 215K 4K –
PROLOGIS INC. COM 25M 220K –
REGENERON PHARMACEUTICALS COM 10M 10K –
REMITLY GLOBAL INC COM 712K 59K –
SPDR S&P 500 ETF TR TR UNIT 11M 21K –
SPDR GOLD TR GOLD SHS 517K 2K –
SPDR SER TR NYSE TECH ETF 273K 1K –
SPDR SER TR PORTFOLIO SHORT 4M 126K –
SPDR SER TR S&P DIVID ETF 3M 25K –
SPDR SER TR PORTFOLIO S&P500 63M 984K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 5M 9K –
SPDR SER TR NUVEEN BLMBRG MU 509K 11K –
SPDR SER TR PRTFLO S&P500 HI 275K 7K –
SALESFORCE INC COM 32M 123K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 3M 22K –
SELECT SECTOR SPDR TR ENERGY 270K 3K –
SELECT SECTOR SPDR TR TECHNOLOGY 1M 5K –
SERVICENOW INC COM 40M 50K –
TESLA INC COM 10M 53K –
3M CO COM 305K 3K –
TRUIST FINL CORP COM 662K 17K –
UNITEDHEALTH GROUP INC COM 28M 54K –
VALERO ENERGY CORP COM 23M 147K –
VANGUARD WORLD FD HEALTH CAR ETF 227K 849 –
VANGUARD WORLD FD INF TECH ETF 314K 543 –
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 2M 23K –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 40M 689K –
VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 2M 23K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 27M 334K –
VERALTO CORP COM SHS 247K 3K –
VERIZON COMMUNICATIONS INC COM 12M 288K –
VERTEX PHARMACEUTICALS INC COM 915K 2K –
VERTIV HOLDINGS CO COM CL A 4M 50K –
VISA INC COM CL A 54M 207K –
WEC ENERGY GROUP INC COM 471K 6K –
WASTE MGMT INC DEL COM 505K 2K –
ZILLOW GROUP INC CL A 200K 4K –
ZOETIS INC CL A 12M 70K –
ACCENTURE PLC IRELAND SHS CLASS A 16M 51K –
EATON CORP PLC SHS 6M 20K –
FERGUSON PLC NEW SHS 1M 6K –
JOHNSON CTLS INTL PLC SHS 1M 20K –
LINDE PLC SHS 30M 68K –
MEDTRONIC PLC SHS 19M 243K –
APTIV PLC SHS 9M 127K –
TRANE TECHNOLOGIES PLC SHS 252K 765 –
CHUBB LIMITED COM 19M 74K –
ASML HOLDING N V N Y REGISTRY SHS 214K 209 –
FERRARI N V COM 582K 1K –