FOUR PONDS FINANCIAL PLANNING
FOUR PONDS FINANCIAL PLANNING LLC Legal Name
Adviser information for FOUR PONDS FINANCIAL PLANNING last updated from Form ADV on February 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Massachusetts, United States |
Employees
Total Number of Employees | 4 |
---|---|
Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 4 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 397 | $139.4M |
Non-Discretionary | 8 | $10.7M |
Total | 405 | $150.2M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 93 | $31.4M |
HNW Individuals | 58 | $118.7M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 25 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 26-50 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
---|---|
Compensation | % of AUMHourly chargesFixed fees |
Identifiers
SEC RIA File Number | 801-121834 |
---|---|
SEC ERA File Number | 801-121834 |
SEC CIK Numbers | None |
SEC CRD Numbers | 142683 |
Legal Entity Identifier | None |
Principal Office
13 STEEPLE STREETSUITE 203
MASHPEE
MA
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 888-285-7705, Fax: None
Chief Compliance Officer
DAVID J. MCPHERSON
PRINCIPAL
PO BOX 1346
MASHPEE
MA
United States
Tel:
888-285-7705
D****@*********************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
MCPHERSON, DAVID, JOSEPH | Individual | – | PRINCIPAL/MANAGING MEMBER/CCO | 07/2008 | > 75% |