OPUS FINANCIAL SOLUTIONS LLC
Adviser information for OPUS FINANCIAL SOLUTIONS LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 468 | $146.0M |
| Non-Discretionary | 15 | $5.1M |
| Total | 483 | $151.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 104 | $30.7M |
| HNW Individuals | 81 | $119.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $408,867 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $100,426 |
| Other | <5 | $410,607 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 34 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)TAX PLANNING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-121841 |
|---|---|
| SEC ERA File Number | 801-121841 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282311 |
| Legal Entity Identifier | None |
Principal Office
1121 WARREN AVENUE,SUITE 230
DOWNERS GROVE
IL
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 331-777-5449, Fax: 708-377-2425
Chief Compliance Officer
BRIAN LITTLEJOHN
WEALTH MANAGER
1121 WARREN AVENUE
SUITE 230
DOWNERS GROVE
IL
United States
Tel:
970-710-0330
B****@*****************M
(Full email address available in API data)
Regulatory Contact
LISA BAYER
PRINCIPAL
4566 XAVIER STREET
DENVER
CO
United States
Tel:
708-703-3100
Fax:
708-377-2425
L***@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BAYER, LISA, LOUISE | Individual | – | PRINCIPAL | 10/2015 | > 75% |
| LITTLEJOHN, BRIAN, RODNEY | Individual | – | CCO | 03/2024 | < 5% |