WILDES FINANCIAL STRATEGIES, INC
Adviser information for WILDES FINANCIAL STRATEGIES, INC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | South Carolina, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 773 | $105.4M |
| Non-Discretionary | 0 | $0 |
| Total | 773 | $105.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 364 | $63.7M |
| HNW Individuals | 19 | $38.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $695,125 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesADVISORY CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 105.4M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| WILDES FINANCIAL STRATEGIES, INC. - WRAP FEE PROGRAM | WILDES FINANCIAL STRATEGIES, INC |
| WILDES FINANCIAL STRATEGIES, INC. - WRAP FEE PROGRAM | WILDES FINANCIAL STRATEGIES, INC |
Identifiers
| SEC RIA File Number | 801-121843 |
|---|---|
| SEC ERA File Number | 801-121843 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289496 |
| Legal Entity Identifier | None |
Principal Office
625 CHURCH ST.GEORGETOWN
SC
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: 843-485-4371, Fax: 843-485-4374
Chief Compliance Officer
JEFFREY D. WILDES
PRESIDENT
625 CHURCH ST.
GEORGETOWN
SC
United States
Tel:
843-485-4371
Fax:
843-485-4374
J**********@******************M
(Full email address available in API data)
Regulatory Contact
MICHELLE TALBOTT
OPERATIONS MANAGER
625 CHURCH ST.
GEORGETOWN
SC
United States
Tel:
843-485-4371
Fax:
843-485-4374
M**************@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WILDES, JEFFREY, DEAN | Individual | – | PRESIDENT/CCO | 11/2000 | > 75% |