CFS CUBIC FINANCIAL SERVICES, INC.
Adviser information for CFS CUBIC FINANCIAL SERVICES, INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 162 | $145.8M |
| Non-Discretionary | 0 | $0 |
| Total | 162 | $145.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 6 | $3.2M |
| HNW Individuals | 33 | $142.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 2 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesADVISORY CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-121847 |
|---|---|
| SEC ERA File Number | 801-121847 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 126238 |
| Legal Entity Identifier | None |
Principal Office
1230 TAL LEWIS ROADWHITE PLAINS
GA
United States
Monday - Friday, 9:00-4:00
Tel: 770-495-1500, Fax: None
Chief Compliance Officer
JOHN C. CUBIC
PRESIDENT
1720 EPPS BRIDGE PARKWAY
SUITE 108 / PMB 377
ATHENS
GA
United States
Tel:
770-495-1500
J*****@**************M
(Full email address available in API data)
Industry Affiliates
| CUBIC PYE LLP | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CUBIC, JOHN, CHRISTOPHER | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 09/1998 | > 75% |