GAINY, INC.

Adviser information for GAINY, INC. last updated from Form ADV on March 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 0 $0
Non-Discretionary 0 $0
Total 0 $0

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesINFORMATIONAL ADVISORY SERVICES
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-121851
SEC ERA File Number 801-121851
SEC CIK Numbers None
SEC CRD Numbers 314696
Legal Entity Identifier None

Principal Office

1160 BATTERY STREET EAST
SUITE 100
SAN FRANCISCO
CA
United States
Monday - Friday, 9AM - 5PM
Tel: (650) 636-6395, Fax: None

Chief Compliance Officer

MIKHAIL STUKALO
CHIEF INVESTMENT OFFICER
1160 BATTERY STREET EAST
SUITE 100
SAN FRANCISCO
CA
United States
Tel: (650) 636-6395
(Full email address available in API data)

Regulatory Contact

BORYS DUS
CHIEF EXECUTIVE OFFICER
1160 BATTERY STREET EAST
SUITE 100
SAN FRANCISCO
CA
United States
Tel: (650) 636-6395
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Dus, Borys Individual CHIEF EXECUTIVE OFFICER 02/2021 > 75%
Stukalo, Mikhail Individual CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER 10/2022 < 5%

No. Employees, Historic

2010020212022202320242 on 6/24/20212 on 8/9/20212 on 10/7/20212 on 1/11/20222 on 1/25/202215 on 3/22/202210 on 12/1/202210 on 3/29/2023

RAUM, Historic

000202320240 on 3/29/2023

No. Clients, Historic

2,0001,000020212022202320240 on 6/24/20210 on 8/9/20210 on 10/7/20210 on 1/11/20220 on 1/25/20222000 on 3/22/20220 on 12/1/20220 on 3/29/2023