SUMMIT PEAK INVESTMENTS, LLC
Adviser information for SUMMIT PEAK INVESTMENTS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 28 | $716.0M |
| Non-Discretionary | 0 | $0 |
| Total | 28 | $716.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 28 | $716.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-121852 |
|---|---|
| SEC ERA File Number | 801-121852 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310099 |
| Legal Entity Identifier | None |
Principal Office
5761 FOREST HIGHLANDS DRIVEFORT WORTH
TX
United States
Monday - Friday, 8AM - 6PM EST
Tel: 862-207-1021, Fax: None
Chief Compliance Officer
POOJA PARESH
C/O SUMMIT PEAK INVESTMENTS / APURVA MEHTA
5761 FOREST HIGHLANDS DRIVE
FORT WORTH
TX
United States
Tel:
954-258-0206
P****@*************M
(Full email address available in API data)
Regulatory Contact
PATRICK OCONNOR
MANAGER
C/O SUMMIT PEAK INVESTMENTS / APURVA MEHTA
5761 FOREST HIGHLANDS DRIVE
FORT WORTH
TX
United States
Tel:
862-207-1021
P*******@*************M
(Full email address available in API data)
Industry Affiliates
| SP ACRE MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SP CREDIT PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SP HYPERNOVA GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SP SOURCEGRAPH COINVEST MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SUMMIT PEAK VENTURES COINVEST GP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SUMMIT PEAK VENTURES GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SUMMIT PEAK VENTURES GP III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SUMMIT PEAK VENTURES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PCOF I, LLC | Private Equity Fund | $5.6M | $0.0M | 7 |
| SP CHARLESTON PEAK, LLC | Private Equity Fund | $4.5M | $0.0M | 1 |
| SP CRESTONE PEAK, LLC | Venture Capital Fund | $5.7M | $0.0M | 19 |
| SP DIAMOND MOUNTAIN, LLC | Venture Capital Fund | $2.6M | $0.0M | 8 |
| SP GFW, LLC | Venture Capital Fund | $1.6M | $0.0M | 21 |
| SP HAWK MOUNTAIN, LLC | Venture Capital Fund | $2.6M | $0.0M | 21 |
| SP HIDDEN PEAK II, LLC | Venture Capital Fund | $4.1M | $0.0M | 23 |
| SP HIDDEN PEAK, LLC | Venture Capital Fund | $3.4M | $0.0M | 7 |
| SP HYPERNOVA II, LLC | Venture Capital Fund | $24.5M | $0.0M | 30 |
| SP HYPERNOVA III, LLC | Venture Capital Fund | $5.6M | $0.0M | 28 |
| SP HYPERNOVA, LLC | Venture Capital Fund | $49.5M | $0.0M | 59 |
| SP MAUNA KEA, LLC | Venture Capital Fund | $2.8M | $0.0M | 14 |
| SP MOUNT GUARDIAN, LLC | Venture Capital Fund | $2.3M | $0.0M | 11 |
| SP MOUNT MITCHELL, LLC | Venture Capital Fund | $3.7M | $0.0M | 26 |
| SP PRITCHARD HILL, LLC | Venture Capital Fund | $4.3M | $0.0M | 23 |
| SP RAINIER, LLC | Private Equity Fund | $3.7M | $0.0M | 1 |
| SP SAGE MOUNTAIN, LLC | Venture Capital Fund | $2.4M | $0.0M | 5 |
| SP SATOSHI RIVER, LLC | Venture Capital Fund | $5.6M | $0.0M | 7 |
| SP SLACK MOUNTAIN II, LLC | Venture Capital Fund | $1.9M | $0.0M | 17 |
| SP SLACK MOUNTAIN, LLC | Venture Capital Fund | $6.2M | $0.0M | 22 |
| SP SOURCEGRAPH COINVEST, LLC | Venture Capital Fund | $32.7M | $0.0M | 11 |
| SP TAUM SAUK MOUNTAIN, LLC | Venture Capital Fund | $4.4M | $0.0M | 5 |
| SPTA DENALI, LLC | Venture Capital Fund | $2.7M | $0.0M | 10 |
| SPVI FORAKER, LLC | Venture Capital Fund | $4.1M | $0.0M | 11 |
| SUMMIT PEAK VENTURES I, LP | Venture Capital Fund | $195.5M | $1.0M | 87 |
| SUMMIT PEAK VENTURES II, LP | Venture Capital Fund | $123.7M | $1.0M | 104 |
| SUMMIT PEAK VENTURES III, LP | Venture Capital Fund | $8.4M | $1.0M | 76 |
| SUMMIT PEAK VENTURES OPPORTUNITY FUND I, LP | Venture Capital Fund | $41.7M | $1.0M | 45 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MEHTA, APURVA, A | Individual | – | MANAGER | 05/2018 | 50-75% |
| OCONNOR, PATRICK, BRIAN | Individual | – | MANAGER | 05/2018 | 50-75% |
| Paresh, Pooja, Malavika | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2021 | < 5% |