BROYHILL ASSET MANAGEMENT, LLC
Adviser information for BROYHILL ASSET MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 77 | $191.2M |
| Non-Discretionary | 6 | $512,385 |
| Total | 83 | $191.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 11 | $3.8M |
| HNW Individuals | 68 | $79.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $44.9M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $28.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $35.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Principal Office
601 SOUTH CEDAR ST., SUITE 200CHARLOTTE
NC
United States
Monday - Friday, 8:00 AM-5:00 PM
Tel: 828-610-5535, Fax: None
Chief Compliance Officer
KYLE MINGES
COO AND CFO
601 SOUTH CEDAR ST., SUITE 200
CHARLOTTE
NC
United States
Tel:
828-610-5535
K***@****************M
(Full email address available in API data)
Regulatory Contact
CHRISTOPHER PAVESE
PRESIDENT AND CIO
601 SOUTH CEDAR ST., SUITE 200
CHARLOTTE
NC
United States
Tel:
828-610-5535
C****@****************M
(Full email address available in API data)
Industry Affiliates
| BROYHILL PARTNERS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BAM CREDIT OPPORTUNITIES FUND | FUND INVESTS IN CREDIT FOCUSED VEHICLES INVESTING IN STRESSED OR DISTRESSED CREDIT OPPORTUNITIES | $11.4M | $0.5M | 14 |
| BROYHILL PARTNERS, LP | Hedge Fund | $16.8M | $1.0M | 13 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BROYHILL, MARKHAM, HUNT | Individual | – | CHAIRMAN/OWNER | 08/1998 | 10-25% |
| PAVESE, CHRISTOPHER, ROCCO | Individual | – | PRESIDENT & CHIEF INVESTMENT OFFICER | 08/2022 | > 75% |
| MINGES, KYLE, ANDREW | Individual | – | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | 11/2023 | < 5% |