WATER VALLEY INVESTMENT ADVISORS, INC.
Adviser information for WATER VALLEY INVESTMENT ADVISORS, INC. last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 451 | $125.5M |
| Non-Discretionary | 0 | $0 |
| Total | 451 | $125.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 111 | $33.3M |
| HNW Individuals | 34 | $85.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $6.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-121860 |
|---|---|
| SEC ERA File Number | 801-121860 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 116936 |
| Legal Entity Identifier | None |
Principal Office
313 OAK HOLLOW WAYLITTLE ELM
TX
United States
Monday - Friday, 8:30-4:30
Tel: 630-926-0537, Fax: 866-924-7478
Websites
Chief Compliance Officer
KURT DORR
SECRETARY/TREASURER
313 OAK HOLLOW WAY
LITTLE ELM
TX
United States
Tel:
630-926-0537
Fax:
866-924-7478
Regulatory Contact
KURT DORR
SECRETARY/TREASURER
313 OAK HOLLOW WAY
LITTLE ELM
TX
United States
Tel:
630-926-0537
Fax:
866-924-7478
K********@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DORR, KURT, HENRY | Individual | – | SECRETARY/TREASURER/CHIEF COMPLIANCE OFFICER | 02/1998 | 50-75% |
| DORR, PHILIP, MELVIN | Individual | – | PRESIDENT | 05/2001 | 50-75% |