BROADCREST ASSET MANAGEMENT, LLC

Adviser information for BROADCREST ASSET MANAGEMENT, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Florida, United States

Employees

Total Number of Employees	6
Investment Advisory/Research	5
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	6	$400.7M
Non-Discretionary	0	$0
Total	6	$400.7M

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	6	$400.7M
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for pooled investment vehicles
Compensation	% of AUMPerformance-based fees

Identifiers

SEC RIA File Number	801-121865
SEC ERA File Number	801-121865
SEC CIK Numbers	1749585
SEC CRD Numbers	287590
Legal Entity Identifier	None

Principal Office

558 W. NEW ENGLAND AVENUE
SUITE 250
WINTER PARK
FL
United States

Monday - Friday, 8 AM - 6 PM

Tel: 407-754-0026, Fax: None

Websites

broadcrest.com/ www.linkedin.com/company/broadcrest/

Chief Compliance Officer

JOSHUA DAVIS

CHIEF FINANCIAL OFFICER

558 W. NEW ENGLAND AVENUE

SUITE 250

WINTER PARK

United States

Tel: 850-321-6103

J*****@*************M

(Full email address available in API data)

Industry Affiliates

BAM I, LLC	Sponsor, GP, manager of pooled investment vehicles
BAM II LLC	Sponsor, GP, manager of pooled investment vehicles
BAM III LLC	Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners
BROADCREST COMMITTED CAPITAL FUND II, LP	Private Equity Fund	$43.4M	$0.5M	49
BROADCREST COMMITTED CAPITAL FUND, LP	Private Equity Fund	$85.8M	$0.5M	77
BROADCREST COMPOST AGGREGATOR, LLC	Private Equity Fund	$105.4M	$0.1M	12
BROADCREST COMPOST SIDE CAR, LLC	Private Equity Fund	$22.0M	$0.1M	39
BROADCREST PT INVESTMENT HOLDINGS, LP	Private Equity Fund	$1.3M	$0.1M	31
BROADCREST, LP	Hedge Fund	$195.0M	$0.5M	97

Control Persons

Name	Type	Entity	Title	Since	Ownership
Burden, John, Oliver	Individual	–	CEO AND CO-MANAGER	09/2015	25-50%
HUGHES, JAMES	Individual	–	MANAGING DIRECTOR AND CO-MANAGER	09/2015	25-50%
DUDLEY, CHARLES, BONDURANT	Individual	–	MANAGING DIRECTOR AND CO-MANAGER	10/2015	25-50%
Burden, Randy, Oliver	Individual	–	MEMBER	10/2015	5-10%
Davis, Joshua	Individual	–	CHIEF COMPLIANCE OFFICER	09/2020	< 5%
ZB INVESTMENTS LLC	Domestic Entity	–	MEMBER	01/2022	5-10%
MUSSO, BRIAN, BIRNEY	Individual	ZB INVESTMENTS LLC	MEMBER	01/2022	50-75%
MUSSO, JOHN, ZACHARY	Individual	ZB INVESTMENTS LLC	MEMBER	01/2022	50-75%

No. Employees, Historic

RAUM, Historic

No. Clients, Historic

Holdings

From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024

Name	Class	Value $USD	# Shares	Private Fund
BIO-TECHNE CORP COM	COMMON STOCK	8M	100K	–
HEICO CORP NEW-CL A	COMMON STOCK	21M	120K	–
TRANSCAT, INC. CMN	COMMON STOCK	36M	300K	–
TYLER TECHNOLOGIES INC	COMMON STOCK	10M	20K	–
EVI INDUSTRIES INC	COMMON STOCK	6M	338K	–