PHOENICIAN CAPITAL LLC
Adviser information for PHOENICIAN CAPITAL LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $157.3M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $157.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $157.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-121866 |
|---|---|
| SEC ERA File Number | 801-121866 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 286033 |
| Legal Entity Identifier | None |
Principal Office
600 FIFTH AVENUE, 2ND FLOORNEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: 646-293-3749, Fax: None
Websites
Chief Compliance Officer
JOHN KHABBAZ
CHIEF INVESTMENT OFFICER
600 FIFTH AVENUE, 2ND FLOOR
NEW YORK
NY
United States
Tel:
646 293 3744
J*@********************M
(Full email address available in API data)
Industry Affiliates
| PHOENICIAN PARTNERS LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PHOENICIAN OFFSHORE MASTER FUND LTD. | Hedge Fund | $157.3M | $5.0M | 44 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KHABBAZ, JOHN, NMN | Individual | – | CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER | 07/2006 | < 5% |
| KHABBAZ HOLDINGS LLC | Domestic Entity | – | HOLDING COMPANY | 11/2017 | > 75% |
| JOHN G. KHABBAZ 2017 FAMILY TRUST | Domestic Entity | KHABBAZ HOLDINGS LLC | FAMILY TRUST | 11/2017 | 50-75% |
| Khabbaz, Karen, NMN | Individual | JOHN G. KHABBAZ 2017 FAMILY TRUST | TRUSTEE | 11/2017 | |
| MCCANN, JAMES, DAVID | Individual | JOHN G. KHABBAZ 2017 FAMILY TRUST | TRUSTEE | 11/2017 | |
| KHABBAZ, JOHN, NMN | Individual | KHABBAZ HOLDINGS LLC | MANAGER | 11/2017 | 50-75% |