PENDULUM OPPORTUNITIES LLC
Adviser information for PENDULUM OPPORTUNITIES LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 15 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $367.4M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $367.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $367.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesSEE SCHEDULE D - MISCELLANEOUS |
Identifiers
| SEC RIA File Number | 801-121870 |
|---|---|
| SEC ERA File Number | 801-121870 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306546 |
| Legal Entity Identifier | None |
Principal Office
345 NORTH MAPLE DRIVESUITE 160
BEVERLY HILLS
CA
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 424-421-6040, Fax: None
Chief Compliance Officer
KRISTIN SCOTT
345 NORTH MAPLE DRIVE
SUITE 160
BEVERLY HILLS
CA
United States
Tel:
424-421-6049
K******@*******************M
(Full email address available in API data)
Industry Affiliates
| PENDULUM OPPORTUNITIES PV II GP LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PENDULUM SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PEN-LC CO-INVEST LLC | Private Equity Fund | $28.8M | $1.0M | 2 |
| PENDULUM OPPORTUNITIES PROGRAM VEHICLE I LLC | Private Equity Fund | $193.9M | $1.0M | 28 |
| PENDULUM OPPORTUNITIES PROGRAM VEHICLE I-B LLC | Private Equity Fund | $23.2M | $1.0M | 1 |
| PENDULUM OPPORTUNITIES PROGRAM VEHICLE II LP | Private Equity Fund | $86.8M | $1.0M | 23 |
| PENDULUM OPPORTUNITIES PROGRAM VEHICLE II-B LP | Private Equity Fund | $34.7M | $1.0M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PENDULUM HOLDINGS, LLC | Domestic Entity | – | SOLE MEMBER | 05/2019 | > 75% |
| ROBINSON, ELBERT, O'NEAL | Individual | – | MANAGING PARTNER, CEO & MANAGER | 01/2024 | < 5% |
| RFV LLC | Domestic Entity | PENDULUM HOLDINGS, LLC | MEMBER | 05/2019 | 50-75% |
| ROBINSON, ELBERT, O'NEAL | Individual | PENDULUM HOLDINGS, LLC | MANAGER | 05/2019 | |
| ROBINSON, D'RITA, PARRILLA | Individual | – | MANAGING PARTNER | 01/2024 | < 5% |
| ROBINSON, ELBERT, O'NEAL | Individual | RFV LLC | MANAGING MEMBER | 03/2016 | 50-75% |
| ROBINSON, D'RITA, PARRILLA | Individual | RFV LLC | MANAGING MEMBER | 09/2021 | 50-75% |
| SCOTT, KRISTIN, HARRISON | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2020 | < 5% |
| MORLEY, ANNE MARIE | Individual | – | CHIEF OPERATIONS OFFICER | 01/2024 | < 5% |