SASSER INVESTMENT MANAGEMENT, INC.
Adviser information for SASSER INVESTMENT MANAGEMENT, INC. last updated from Form ADV on May 8th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 202 | $103.8M |
| Non-Discretionary | 83 | $34.0M |
| Total | 285 | $137.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 132 | $137.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM3RD PARTY COMPENSATION IS RECEIVED FOR TRUST DEED INVESTMENTS. |
| Other Business Activities | Real estate broker, dealer, or agent |
Identifiers
| SEC RIA File Number | 801-121873 |
|---|---|
| SEC ERA File Number | 801-121873 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110886 |
| Legal Entity Identifier | None |
Principal Office
436 14TH STREETSUITE 805
OAKLAND
CA
United States
Monday - Friday, 7:00 AM - 4:00 PM
Tel: 510-835-0960, Fax: 510-722-2266
Chief Compliance Officer
BRADLEY SASSER
PRESIDENT
436 14TH STREET
SUITE 805
OAKLAND
CA
United States
Tel:
510-722-2277
Fax:
510-722-2266
B***@********************M
(Full email address available in API data)
Regulatory Contact
TOM LONZO
DIRECTOR
436 14TH STREET
SUITE 805
OAKLAND
CA
United States
Tel:
925-915-0711
Fax:
(510) 722-2266
T**@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SASSER, BRADLEY, DAVID | Individual | – | PRESIDENT/OWNER | 01/1999 | 50-75% |
| SASSER, BRADLEY, DAVID | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2005 | > 75% |
| LONZO, THOMAS, JOSEPH | Individual | – | DIRECTOR/OWNER | 01/2015 | 50-75% |