R. W. BAKER WEALTH MANAGEMENT GROUP LLC
Adviser information for R. W. BAKER WEALTH MANAGEMENT GROUP LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wyoming, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 334 | $108.0M |
| Total | 334 | $108.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 127 | $36.8M |
| HNW Individuals | 50 | $70.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $220,778 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $589,019 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesCONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-121877 |
|---|---|
| SEC ERA File Number | 801-121877 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297087 |
| Legal Entity Identifier | None |
Principal Office
100 W. 17TH STREETCHEYENNE
WY
United States
Monday - Friday, 7:30AM TO 4PM
Tel: 307-514-4445, Fax: 307-514-5544
Chief Compliance Officer
ROSALYN BAKER
MEMBER
100 WEST 17TH STREET
CHEYENNE
WY
United States
Tel:
307-514-4445
Fax:
307-514-5544
R******@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BAKER, ROSALYN, WALLACH | Individual | – | CCO, MEMBER | 05/2018 | > 75% |