RRA CAPITAL
RRA INVESTMENT MANAGEMENT, LLC Legal Name
Adviser information for RRA CAPITAL last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 25 |
|---|---|
| Investment Advisory/Research | 18 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $432.8M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $432.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $432.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles3(C)5 REAL ESTATE INVESTMENT FUNDS |
|---|---|
| Compensation | % of AUMPerformance-based feesORIGINATION, ASSET MANAGEMENT, SERVICING AND MODIFICATION FEES |
Identifiers
| SEC RIA File Number | 801-121881 |
|---|---|
| SEC ERA File Number | 801-121881 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306287 |
| Legal Entity Identifier | None |
Principal Office
5050 NORTH 40TH STREETSUITE 340
PHOENIX
AZ
United States
Monday - Friday, 8AM-5PM ARIZONA TIME
Tel: 602-714-5111, Fax: None
Chief Compliance Officer
DIMPLE PATEL
GENERAL COUNSEL
5050 N. 40TH ST., STE 340
PHOENIX
AZ
United States
Tel:
602-755-1055
D*****@*************M
(Full email address available in API data)
Regulatory Contact
BILL STASIULATIS
CHIEF FINANCIAL OFFICER
370 LEXINGTON AVENUE
SUITE 1802
NEW YORK
NY
United States
Tel:
646-644-4832
B****@*************M
(Full email address available in API data)
Industry Affiliates
| RRA PROPERTY SERVICES, LLC | Real estate broker or dealer |
| RRA REAL ESTATE DEBT FUND II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RRA REAL ESTATE DEBT FUND III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Dunlap, John, T | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2016 | < 5% |
| Dunlap, Charles, H | Individual | – | PRESIDENT | 01/2016 | < 5% |
| Grayson, Marc, D | Individual | – | CHIEF OPERATING OFFICER | 01/2016 | < 5% |
| STASIULATIS, WILLIAM | Individual | – | CHIEF FINANCIAL OFFICER | 05/2019 | < 5% |
| Van Brunt, Edward, A | Individual | – | CHIEF INVESTMENT OFFICER | 01/2016 | < 5% |
| KCS HOLDING COMPANY, LLC | Domestic Entity | – | MEMBER | 01/2016 | > 75% |
| KCS HOLDING COMPANY, LLC | Domestic Entity | RRA INVESTMENT HOLDINGS, LLC | MEMBER | 01/2016 | > 75% |
| KENTFIELD HOLDINGS, LLC | Domestic Entity | KCS HOLDING COMPANY, LLC | MEMBER | 01/2016 | 25-50% |
| SOLANO HOLDINGS, LLC | Domestic Entity | KCS HOLDING COMPANY, LLC | MEMBER | 01/2016 | 25-50% |
| CHOSIN HOLDINGS, LLC | Domestic Entity | KCS HOLDING COMPANY, LLC | MEMBER | 01/2016 | 25-50% |
| Dunlap, John, T | Individual | CHOSIN HOLDINGS, LLC | CEO | 01/2016 | > 75% |
| Grayson, Marc, D | Individual | SOLANO HOLDINGS, LLC | COO | 01/2016 | > 75% |
| Dunlap, Charles, H | Individual | KENTFIELD HOLDINGS, LLC | PRESIDENT | 01/2016 | > 75% |
| TMG CAPITAL PARTNERS, LLC | Domestic Entity | – | MEMBER - RRA CREDIT OPPORTUNITY FUND GP, LLC | 05/2020 | 5-10% |
| RRA INVESTMENT HOLDINGS, LLC | Domestic Entity | – | MEMBER - RRA CREDIT OPPORTUNITY FUND GP, LLC | 12/2016 | > 75% |
| KCS HOLDING COMPANY, LLC | Domestic Entity | RRA INVESTMENT HOLDINGS, LLC | MEMBER | 01/2016 | > 75% |
| RRA REAL ESTATE DEBT FUND II GP, LLC | Domestic Entity | – | GENERAL PARTNER - RRA REAL ESTATE DEBT FUND II, LP | 11/2020 | < 5% |
| RRA INVESTMENT HOLDINGS, LLC | Domestic Entity | – | MEMBER - RRA REAL ESTATE DEBT FUND II GP, LLC | 11/2020 | > 75% |
| Patel, Dimple, C | Individual | – | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 10/2022 | < 5% |
| RRA REAL ESTATE DEBT FUND III GP, LLC | Domestic Entity | – | GENERAL PARTNER - RRA REAL ESTATE DEBT FUND III, LP | 05/2023 | < 5% |
| RRA INVESTMENT HOLDINGS, LLC | Domestic Entity | – | MEMBER - RRA REAL ESTATE DEBT FUND III GP, LLC | 05/2023 | > 75% |