MERCURIO WEALTH ADVISORS
MERCURIO & ASSOCIATES INC. Legal Name
Adviser information for MERCURIO WEALTH ADVISORS last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kentucky, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 850 | $97.2M |
| Non-Discretionary | 63 | $7.9M |
| Total | 913 | $105.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 413 | $104.4M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 9 | $620,730 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $58,521 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesSELECTION OF OTHER ADVISERS FEES |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 102.1M |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| MERCURIO WEALTH ADVISORS | MERCURIO WEALTH ADVISORS |
Identifiers
| SEC RIA File Number | 801-121883 |
|---|---|
| SEC ERA File Number | 801-121883 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283632 |
| Legal Entity Identifier | None |
Principal Office
9100 SHELBYVILLE RD.SUITE 150
LOUISVILLE
KY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (502) 253-9366, Fax: (502) 253-9370
Websites
www.facebook.com/mercuriowealthadvisors/
www.facebook.com/retirement360/
twitter.com/mercurioadvisor
soundcloud.com/retirement360
soundcloud.com/nobsretirementnetwork
www.mwataxes.com
www.youtube.com/channel/uctq2pvfrecyod6semtlhwia
www.linkedin.com/company/mercurio-wealth-advisors
www.mercurioadvisors.com
Chief Compliance Officer
DONALD ALAN MERCURIO
CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER
9100 SHELBYVILLE RD.
SUITE 150
(502) 253-9370
KY
United States
Tel:
(502) 253-9366
Fax:
(502) 253-9370
A***@*******************M
(Full email address available in API data)
Regulatory Contact
TROY BOLTON
PRESIDENT
9100 SHELBYVILLE RD.
SUITE 150
(502) 253-9370
KY
United States
Tel:
(502) 253-9366
Fax:
(502) 253-9370
T***@*******************M
(Full email address available in API data)
Industry Affiliates
| MERCURIO INSURANCE SERVICES | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MERCURIO, DONALD, ALAN | Individual | – | CEO & CHIEF COMPLIANCE OFFICER | 04/2000 | > 75% |
| BOLTON, TROY, WAYNE | Individual | – | PRESIDENT | 11/2023 | 5-10% |