WJ FINANCIAL ADVISORS, LLC
Adviser information for WJ FINANCIAL ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 209 | $145.1M |
| Non-Discretionary | 0 | $0 |
| Total | 209 | $145.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 166 | $46.8M |
| HNW Individuals | 41 | $96.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $645,850 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-121886 |
|---|---|
| SEC ERA File Number | 801-121886 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 142761 |
| Legal Entity Identifier | None |
Principal Office
255 ROUTE 80SUITE 201
KILLINGWORTH
CT
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 860-663-3646, Fax: 860-452-4637
Websites
Chief Compliance Officer
WALLACE JONES
PRESIDENT, MANAGING MEMBER
255 ROUTE 80
SUITE 201
KILLINGWORTH
CT
United States
Tel:
860-663-3646
Fax:
860-663-3646
W*@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JONES, WALLACE, CLIFFORD | Individual | – | PRESIDENT/MANAGING MEMBER/CCO | 11/2006 | 25-50% |
| ELLES-JONES, JENNIFER, LEE | Individual | – | MEMBER | 11/2006 | 25-50% |
| GIACCONE, JOSEPH, DAVID | Individual | – | MEMBER | 01/2016 | 10-25% |