ALPHA WEALTH STRATEGIES, LLC
CLARK MONROE BLACKMAN L.L.C. Legal Name
Adviser information for ALPHA WEALTH STRATEGIES, LLC last updated from Form ADV on February 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 34 | $163.1M |
| Non-Discretionary | 0 | $0 |
| Total | 34 | $163.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 5 | $3.2M |
| HNW Individuals | 29 | $159.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-121887 |
|---|---|
| SEC ERA File Number | 801-121887 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 139757 |
| Legal Entity Identifier | None |
Principal Office
15522 COMAL COUNTY DRCYPRESS
TX
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: 281-758-5252, Fax: 281-758-5260
Websites
Chief Compliance Officer
CLARK M. BLACKMAN II
MANAGING MEMBER, CEO
15522 COMAL COUNTY DR
CYPRESS
TX
United States
Tel:
281-758-5252
Fax:
281-758-5260
C****@************************M
(Full email address available in API data)
Regulatory Contact
CLARK M. BLACKMAN III
CHIEF OPERATIONS OFFICER
15522 COMAL COUNTY DR
CYPRESS
TX
United States
Tel:
281-758-5252
Fax:
281-758-5260
M*****@************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BLACKMAN, CLARK, MONROE | Individual | – | MANAGING MEMBER/CEO, CHIEF COMPLIANCE OFFICER | 12/2005 | > 75% |
| BLACKMAN, JULIA, CLAUS | Individual | – | MEMBER | 11/2019 | < 5% |
| BLACKMAN, CLARK, MONROE | Individual | – | CHIEF OPERATIONS OFFICER, CHIEF INVESTMENT OFFICER | 11/2019 | < 5% |