PERISCOPE EQUITY LLC
Adviser information for PERISCOPE EQUITY LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $436.3M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $436.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $436.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPORTFOLIO COMPANY MANAGEMENT SERVICES |
|---|---|
| Compensation | % of AUMPerformance-based feesSEE SCHEDULE D - MISCELLANEOUS |
Identifiers
| SEC RIA File Number | 801-121890 |
|---|---|
| SEC ERA File Number | 801-121890 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 290326 |
| Legal Entity Identifier | None |
Principal Office
ONE NORTH WACKER DRIVESUITE 4050
CHICAGO
IL
United States
Monday - Friday, 8AM - 6PM
Tel: 312-281-6205, Fax: None
Chief Compliance Officer
LISA HARKINS
CHIEF FINANCIAL OFFICER
ONE NORTH WACKER DRIVE
SUITE 4050
CHICAGO
IL
United States
Tel:
312-281-6205
L*******@******************M
(Full email address available in API data)
Regulatory Contact
STEVEN JARMEL
PARTNER
ONE NORTH WACKER DRIVE, SUITE 4050
CHICAGO
IL
United States
Tel:
312-281-6222
S******@******************M
(Full email address available in API data)
Industry Affiliates
| PERISCOPE EQUITY I GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| PERISCOPE EQUITY II GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| PONTCHARTRAIN CISCOR, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PERISCOPE EQUITY I, L.P. | Private Equity Fund | $114.5M | $0.2M | 35 |
| PERISCOPE EQUITY II-A, L.P. | Private Equity Fund | $40.4M | $5.0M | 3 |
| PERISCOPE EQUITY II, L.P. | Private Equity Fund | $229.9M | $5.0M | 32 |
| PERISCOPE IBH HOLDINGS LLC | Private Equity Fund | $7.4M | $0.1M | 5 |
| PERISCOPE MSS CO-INVEST HOLDINGS, LLC | Private Equity Fund | $40.4M | $0.1M | 16 |
| PERISCOPE SENIORMETRICS HOLDINGS, LLC | Private Equity Fund | $3.7M | $0.1M | 18 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JARMEL, STEVEN, BRADLEY | Individual | – | PARTNER; SOLE MEMBER | 12/2012 | > 75% |
| HARKINS, LISA, BETH | Individual | – | CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER | 03/2021 | < 5% |
| FINDLAY, JOHN, WARREN | Individual | – | PARTNER | 10/2019 | < 5% |