THINKSHOP ADVISORS LLC
Adviser information for THINKSHOP ADVISORS LLC last updated from Form ADV on March 16th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $25.7M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $25.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1 | $235,441 |
| HNW Individuals | 3 | $4.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $21.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesPERFORMANCE-BASED ALLOCATIONS |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-121897 |
|---|---|
| SEC ERA File Number | 801-121897 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281432 |
| Legal Entity Identifier | None |
Principal Office
200 BROADHOLLOW ROADSUITE 207
MELVILLE
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 631-515-6129, Fax: None
Chief Compliance Officer
ALAN KAPLAN
MANAGER AND CHIEF OPERATING OFFICER
200 BROADHOLLOW ROAD
SUITE 207
MELVILLE
NY
United States
Tel:
631-515-6129
A******@********************M
(Full email address available in API data)
Industry Affiliates
| KA&AK PARTNERS LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| KEITH AMCHIN CPA | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| THINKING CAPITAL GROUP LP | Hedge Fund | $21.2M | $0.3M | 27 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AMCHIN, KEITH, ALAN | Individual | – | MEMBER, PORTFOLIO MANAGER, MANAGER | 01/2014 | 50-75% |
| KAPLAN, ALAN, DAVID | Individual | – | MEMBER, CHIEF OPERATING OFFICER, MANAGER, CHIEF COMPLIANCE OFFICER | 01/2014 | 25-50% |
| HOENIGMANN, JOSEPH, GEORGE | Individual | – | CHIEF FINANCIAL OFFICER | 12/2017 | < 5% |