SOVIERO ASSET MANAGEMENT, LP
Adviser information for SOVIERO ASSET MANAGEMENT, LP last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $242.2M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $242.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $242.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 67 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesPERFORMANCE-BASED ALLOCATIONS |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
3 COLUMBUS CIRCLE #1588NEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: 212-324-1431, Fax: None
Chief Compliance Officer
MELISSA FORD COLEMAN
CO-FOUNDER
3 COLUMBUS CIRCLE #1588
NEW YORK
NY
United States
Tel:
212-324-1431
M****@*************************M
(Full email address available in API data)
Regulatory Contact
THOMAS SOVIERO
CO-FOUNDER AND CIO
3 COLUMBUS CIRCLE #1588
NEW YORK
NY
United States
Tel:
212-324-1427
T*******@*************************M
(Full email address available in API data)
Industry Affiliates
| SOVIERO ADVISORS, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SOVIERO MASTER FUND, LP | Hedge Fund | $242.2M | $2.0M | 42 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SOVIERO, THOMAS, TODD | Individual | – | LIMITED PARTNER | 06/2018 | > 75% |
| COLEMAN, MELISSA, FORD | Individual | – | LIMITED PARTNER & CHIEF COMPLIANCE OFFICER | 06/2018 | 10-25% |
| SOVIERO GP, LLC | Domestic Entity | – | GENERAL PARTNER | 07/2018 | < 5% |
| SOVIERO, THOMAS, TODD | Individual | SOVIERO GP, LLC | MANAGING MEMBER OF SOVIERO GP, LLC | 06/2018 | > 75% |
| KING, THOMAS, E | Individual | – | CHIEF FINANCIAL OFFICER | 01/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| JUMIA TECHNOLOGIES AG | SPONSORED ADS | 2M | 280K | – |
| OPERA LTD | SPONSORED ADS | 6M | 441K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 5M | 29K | – |
| APPLE INC | COM | 7M | 33K | – |
| BANK AMERICA CORP | COM | 2M | 45K | – |
| BARK INC | COM | 308K | 170K | – |
| BOWLERO CORP | CL A COM | 6M | 385K | – |
| CAMECO CORP | COM | 5M | 92K | – |
| CRH PLC | ORD | 4M | 50K | – |
| DARLING INGREDIENTS INC | COM | 4M | 98K | – |
| DOMO INC | COM CL B | 232K | 30K | – |
| ENOVIX CORP | COM | 2M | 120K | – |
| FREEPORT-MCMORAN INC | CL B | 7M | 135K | – |
| FIFTH THIRD BANCORP | COM | 2M | 50K | – |
| GENERAC HLDGS INC | COM | 7M | 52K | – |
| ALPHABET INC | CAP STK CL C | 6M | 35K | – |
| HERTZ GLOBAL HLDGS INC | COM NEW | 2M | 425K | – |
| LOGISTIC PROPERTIES OF THE A | USD ORD SHS | 557K | 53K | – |
| MICRON TECHNOLOGY INC | COM | 6M | 43K | – |
| MUELLER WTR PRODS INC | COM SER A | 2M | 90K | – |
| PBF ENERGY INC | CL A | 11M | 235K | – |
| POTBELLY CORP | COM | 6M | 732K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 2M | 90K | – |
| PRIMO WATER CORPORATION | COM | 1M | 60K | – |
| TRANSOCEAN LTD | REGISTERED SHS | 2M | 410K | – |
| RANGE RES CORP | COM | 5M | 140K | – |
| SHOE CARNIVAL INC | COM | 5M | 126K | – |
| SANDRIDGE ENERGY INC | COM NEW | 6M | 478K | – |
| STANDARD LITHIUM LTD | COM | 775K | 620K | – |
| SHARKNINJA INC | COM SHS | 4M | 48K | – |
| TREX CO INC | COM | 371K | 5K | – |
| V F CORP | COM | 3M | 215K | – |
| WILLIAMS COS INC | COM | 5M | 120K | – |
| WOLFSPEED INC | COM | 4M | 160K | – |
| WESTERN UN CO | COM | 3M | 240K | – |
| GENERAC HLDGS INC | COM | 6M | 47K | – |
| PBF ENERGY INC | CL A | 10M | 210K | – |
| SHOE CARNIVAL INC | COM | 5M | 129K | – |
| U S SILICA HLDGS INC | COM | 14M | 907K | – |