PLUM STREET ADVISORS, LLC
Adviser information for PLUM STREET ADVISORS, LLC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Louisiana, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 464 | $261.5M |
| Non-Discretionary | 0 | $0 |
| Total | 464 | $261.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 78 | $35.0M |
| HNW Individuals | 62 | $206.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 7 | $19.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-121901 |
|---|---|
| SEC ERA File Number | 801-121901 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283917 |
| Legal Entity Identifier | None |
Principal Office
1133 LOWERLINE STREETNEW ORLEANS
LA
United States
Monday - Friday, 9 AM - 5PM
Tel: 504-517-5107, Fax: None
Websites
www.plumstreetadvisors.com
www.linkedin.com/company/plum-street-advisors-llc
www.facebook.com/plum-street-advisors-2091888487802592/
www.linkedin.com/in/jamie-osborn/
www.facebook.com/jamie.osborn3/
www.facebook.com/profile.php?id=1526197812
www.linkedin.com/in/david-dirks-452b45/
www.linkedin.com/in/alisaskatrud/
Chief Compliance Officer
DAVID DIRKS
MEMBER, PARTNER
154 WELLS AVENUE
NEWTON
MA
United States
Tel:
781-514-5142
D**********@*********************M
(Full email address available in API data)
Regulatory Contact
JAMES OSBORN
MEMBER, PARTNER
1133 LOWERLINE STREET
NEW ORLEANS
LA
United States
Tel:
415-913-0109
J***********@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OSBORN, JAMES, STUART ANNETT | Individual | – | MEMBER, PARTNER | 05/2016 | 50-75% |
| DIRKS, DAVID | Individual | – | MEMBER, PARTNER, CHIEF COMPLIANCE OFFICER | 11/2016 | 50-75% |